Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Aadil Haroon ZamanSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
Aalon RoseMorgan Wilshire Securities, Inc.National Securities Corporation10-21-2014
Aaron ByrdInkwell CapitalSanford C. Bernstein & Co., LLC05-24-2011
Aaron David ManchesterRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.06-16-2011
Aaron Douglas WoodUBS Financial Services Inc.Citigroup Global Markets Inc.01-14-2009
Aaron EdelmanMorgan StanleyCitigroup Global Markets Inc.$21606-01-2009
Aaron J. BlumenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Aaron J. MorgensternAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-16-2018
Aaron Jordan FreedmanJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2016
Aaron KleinMML Investors Services, LLCSignator Investors, Inc.04-06-2012
Aaron Leslie Saperstein, David Evan Passman, Nicole E McMahonMorgan StanleyWells Fargo Clearing Services, LLC$10003-28-2014
Aaron Nathan WolsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15002-17-2012
Aaron S YoungCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-12-2013
Abaristo Calero Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-29-2016
Abbas BaqueriMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Abbe Lynn SpectorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1904-28-2017
Abdul Saboor FeroghJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
Abraham A. MizrahiWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Abraham David GoldsteinJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Abraham Harold GlassJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Abraham James KaltsasAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$1203-10-2016
Abram Keith GorsuchJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Achilleas PsihudakisB. Riley Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2015
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Showing 1 to 25 of 8,993 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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