Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Christopher BoyleLPL Financial LLCCadaret, Grant & Co., Inc.07-10-2019
Ilan CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Jonathan FreedAmeritas Investment Corp.Securities America, INC.07-01-2019
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
Rodney Cyril DrysdaleCommonwealth Financial NetworkKestra Investment Services LLC06-26-2019
Robert F. BlairLPL Financial LLCCetera Advisor Networks LLC06-24-2019
Kyle A LeikamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019
Michael Richard KenlineMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-24-2019
Frederick Scott HepferM&T Securities, Inc.Key Investment Services LLC06-21-2019
Alex WilliamsPruco Securities, LLC.Park Avenue Securities LLC06-18-2019
Mark GavrilovCetera Investment Services LLCLPL Financial LLC06-14-2019
Lawrence Stuart SibleyEvercore Group L.L.C.Creidt Suisse Securities (USA) LLC06-13-2019
Baishi WangEdward JonesLadenburg Thalmann Asset Management Inc06-10-2019
Benjamin Edward LoturcoLPL Financial LLCCadaret, Grant & Co., Inc.05-31-2019
Michael Philip CapolongoWorden Capital Management LLCLaidlaw & Company (Uk) Ltd.05-30-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
Anne Elaine Stedge-OutwaterCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Kevin Thomas CurryCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
Lena E ShaboNYLIFE Securities LLCNYLIFE Distributors LLC05-23-2019
Brian Richard MohoricPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-23-2019
Lena E ShaboNYLIFE Securities LLCNYLIFE Distributors LLC05-23-2019
Thomas Pieter Lansing Jr.Cetera Financial Specialists LLCEquity Services Inc.05-21-2019
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
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Showing 1 to 25 of 12,430 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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