Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles WalkerDeutsche Bank Securities Inc.Citigroup Global Markets Inc.11-10-2014
Heather KirbyDeutsche Bank Securities Inc.Citigroup Global Markets Inc.11-10-2014
Nicholas SessaEquitable Advisors, LLCPrudential Investment Management Services LLC04-08-2020
Scott Edwards George Kursar Michael OcchiutoRBC Capital Markets, LLCJefferies LLC02-02-2016
Stewart OldfieldDeutsche Bank Securities Inc.Credit Suisse Securities (USA) LLC11-10-2014
Kevin D LaurieDeutsche Bank Securities Inc.Barclays Capital Inc.10-14-2014
David W Davies Jill C Miller Kristen A KetchumBenjamin F. Edwards & Company, Inc.RBC Capital Markets, LLC01-10-2014
Gannon McCafferyBarclays Capital Inc.Deutsche Bank Securities Inc.05-16-2012
Mark LeytonBarclays Capital Inc.Deutsche Bank Securities Inc.05-16-2012
Zach ShillingfordBarclays Capital Inc.Deutsche Bank Securities Inc.05-16-2012
Louis GreifMorgan StanleyBarclays Capital Inc.08-03-2015
Patricia Glass Walter VarianMorgan StanleyCredit Suisse Securities (USA) LLC05-21-2012
David StarkerJPMorgan Chase & Co.Credit Suisse Securities (USA) LLC05-16-2014
John DelehantyJPMorgan Chase & Co.Credit Suisse Securities (USA) LLC03-21-2014
Jeffrey Schulte James D HilesCantor Fitzgerald Wealth Partners, LLCMariner Wealth Advisors03-10-2014
David Flores WilsonSincerus Advisory Watts Capital Partners LLC05-27-2020
David BoersigAmeriprise Financial Services, LLCUBS Financial Services Inc.01-13-2012
Kelly AndersonRaymond James & Associates, Inc.Morgan Stanley09-30-2019
Laurence M Braunstein Jordan BraunsteinJanney Montgomery Scott LLCMorgan Stanley05-13-2015
Joan Levy MonderBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC12-13-2013
Michael J SullivanStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2013
Darin LaubBarclays Capital Inc.Morgan Stanley05-16-2012
Christian ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
David MunozMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-16-2015
John MirsepahiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-14-2015
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Showing 1 to 25 of 8,833 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.