Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Grant CasabLPL Financial LLCParadigm Consulting, Inc.05-06-2020
Richard Emmanuel LimMorgan StanleyMorgan Stanley & Co. Incorporated05-05-2020
Thomas Joseph Barbaccia IIILincoln Financial Advisors CorporationEquity Services, Inc.05-01-2020
Thomas Marion WalshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Joseph Angelo BlandoIBN Financial Services, Inc.Securities America, Inc.04-24-2020
Robert Edward WilczakIBN Financial Services, Inc.Securities America, Inc.04-24-2020
Sean HarnettNeuberger Berman BD LLCAXA Advisors, LLC04-17-2020
Keishon WarrenMML Investors Services, LLCMML Investors Services, LLC04-16-2020
Matthew Donald CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors04-16-2020
Euching LinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Brendan Edward LynchAmeriprise Financial Services, LLCAXA Advisors, LLC04-14-2020
John Richard CarterUBS Financial Services Inc.Morgan Stanley04-13-2020
Seth Izak HofstetterPruco Securities, LLC.AXA Advisors, LLC04-09-2020
Samuel Trevor ShoweryMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.04-09-2020
Chloe Reann SmithMorgan StanleyAXA Advisors, LLC04-09-2020
Erin R ThaeteM&T Securities, Inc.Morgan Stanley04-07-2020
Brett N FryForteris Wealth Management, Inc.Kestra Advisory Services, LLC04-07-2020
Antony Carmine NaccarelliTradeZero America, Inc.Aegis Capital Corp.04-06-2020
Daniel MorenoMML Investors Services, LLCPruco Securities, LLC.04-06-2020
Richard Hemmings JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-06-2020
Christopher Raphael VasquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-03-2020
Richard James RugelPruco Securities, LLC.Allstate Financial Services, LLC04-02-2020
Elias Stephen PritsoulisA.G.P / Alliance Global PartnersAegis Capital Corp.04-02-2020
Douglas Jamison IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-01-2020
Sylvan Jonathan GarfunkelCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-31-2020
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Showing 1 to 25 of 16,559 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.