Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Younis, Thomas Tette, Kenneth IngersollCambridge Investment research, Inc.Securities America, Inc., Inc.$202,151,53402-07-2019
David QuickCambridge Investment research, Inc.Securities America, Inc., Inc.$48,782,62712-18-2018
Miguel Barbosa, Alfonso Barros, Carlos Rodriguez-Aspirichaga, Juan Calderon, Ricardo MendezJPMorgan Chase & Co.UBS Financial Services Inc.$30,00003-23-2018
Michael C. BrownU.S. Trust Bank of America Private Wealth ManagementDynasty Financial Partners$5,90012-06-2010
Richard Zinman, Anthony Dertouzos, John MorenoCredit Suisse Wealth ServicesMorgan Stanley$5,00011-23-2015
Alli McCartney, Miguel Hennessy, David Wardrop, Jordan MahaffeyJPMorgan Chase & Co.UBS Financial Services Inc.$5,00008-16-2015
Ron VinderUBS Financial Services Inc. Inc.Morgan Stanley$4,30003-16-2016
Jack Petersen, James Cantelupe, Peter Lee, Tom Palecek, David Romhilt, John ScarboroughBarclaysDynasty Financial Partners$3,00007-24-2015
Chris Mahoney, Kevin Mahoney, Mark C. Marotta, Kristen Koluch, Phil MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James$2,90011-13-2015
Colleen O'CallaghanMorgan StanleyJPMorgan Chase & Co.$2,50011-02-2017
Ellen LanderKestra FinancialLPL Financial LLC$2,50005-13-2016
Stephen S. Brown, James P. GoetzMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated$2,50010-20-2014
Glenn Arthurs, Chris Malof, Jay Blair, Wyatt ArthursMorgan StanleyUBS Financial Services Inc.$2,00008-10-2015
Jonathan MadriganoMorgan StanleyJPMorgan Chase & Co.$2,00009-28-2012
Robert S. Gilman, Robert Kushel, Jed A Morton and David StanfordMorgan StanleyJPMorgan Chase & Co.$1,60010-25-2017
John Harrrison SargentRockefeller Financial LLCMorgan Stanley$1,52502-24-2020
George Fuchs, David SchulmanWells Fargo AdvisorsFirst Republic Securities$1,50002-15-2019
Scott Siegel, Mehmet Kirdar, Michael O'Hara, Joseph Carmody,JPMorgan Chase & Co.Morgan Stanley$1,50008-23-2013
Stuart Paris, Michael ParisNational PlanningCommonwealth Financial Network$1,30010-16-2017
Larry Rothenberg, Shaun Van Vliet, David FarberMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Republic Securities$1,30001-20-2017
Carrie S. Gallaway, Andrew L. SternMorgan StanleyLebenthal Wealth Advisors$1,20003-21-2014
Larry KingMorgan StanleyDynasty Financial Partners$1,20002-06-2012
Renato Reali, Paul Vigue, William PlattMorgan StanleyUBS Financial Services Inc.$1,10003-09-2011
Mark RomaineNational Securities CorporationWells Fargo Clearing Services, LLC$1,00001-13-2020
Stephen Adler, Mark Levy, Roger Jee, Michael LubinWells Fargo AdvisorsRaymond James$1,00008-22-2018
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Showing 1 to 25 of 15,750 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.