Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard P JohnsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-26-2018
Ronald Joseph GargiuloSamuel A Ramirez & Co., Inc.Tullett Prebon Financial Services LLC$5011-26-2018
Diane SantoninoSecurian Financial Services, Inc.AXA Advisors, LLC11-20-2018
Joseph Anthony Cerrie Sr.Mid Atlantic Capital CorporationBodell Overcash Anderson & Co., Inc.$111-19-2018
Marciano FilipponeHD Vest Investment ServicesCetera Financial Specialists LLC11-19-2018
Damian Mark BairdMorgan StanleyUBS Financial Services Inc.$5011-16-2018
Donato SettanniPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC$5011-16-2018
William Frank WelshLPL Financial LLCKey Investment Services LLC11-16-2018
Jeffrey Lynn BurgessPurshe Kaplan Sterling InvestmentsFTB Advisors, Inc.$2511-15-2018
Kyle Christopher GallagherMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-15-2018
Daron Chaim RajberNetwork 1 Financial Securities Inc.SW Financial11-13-2018
Thomas Vaughn Brown Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC11-12-2018
Skye TaberJ.P. Morgan Securities LLCMercer Allied Company, L.P.$111-09-2018
Kerri Ann BiondoMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.11-08-2018
Kyler Brandon FranklinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2018
Gregory Paul KauschEquity Services, Inc.Pruco Securities, LLC.11-07-2018
Jackeline Asencio-LopezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$111-07-2018
Michael William O'ShaughnessyBolton Global CapitalRaymond James Financial Services, Inc.$5011-07-2018
Pablo Leonardo JimenezBolton Global CapitalRaymond James Financial Services, Inc.11-07-2018
Dale Michael Fortugno Jr.J.P. Morgan Securities LLCIvy Securities, Inc.11-06-2018
Esteban A MunozJ.P. Morgan Securities LLCKey Investment Services LLC11-06-2018
Henry Manuel NunezInfinex Investments, Inc.Capital One Investing, LLC11-06-2018
Michael Owen WilliamsCadaret, Grant & Co., Inc.Allstate Financial Services, LLC11-06-2018
Hany FaragJanney Montgomery ScottUBS Financial Services$15311-06-2018
Armond Lamar HerndonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-05-2018
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Showing 301 to 325 of 12,417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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