Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Megan Riley RauchVALIC Financial Advisors, Inc.Transamerica Investors Securities Corporation11-05-2018
Scott PollackMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-05-2018
Debra Feaser, Michael EisenbraunAmeriprise FinancialEdward Jones$21511-02-2018
Benjamin Russell LeitmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2018
Debra Ann FeaserAmeriprise Financial Services, Inc.Edward Jones$2511-02-2018
James Montgomery GreggStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-02-2018
Jean-Matthieu JosseA.G.P. / Alliance Global PartnersAegis Capital Corp.11-02-2018
Joshua Burch HeimsSagePoint Financial, Inc.United Planners' Financial Services of America A Limited Partner$2511-02-2018
Mariah Elizabeth CudlippSagePoint Financial, Inc.Cudlipp Advisor Services, LLC11-02-2018
Michael Joseph CudlippSagePoint Financial, Inc.Cudlipp Advisor Services, LLC$2511-02-2018
Michael V. EisenbraunAmeriprise Financial Services, Inc.Edward Jones11-02-2018
Rashad SharifJ.P. Morgan Securities LLCPNC Investments$111-02-2018
Benjamin Edward KaplowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15011-01-2018
Justin Leslie AlexanderMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-01-2018
Alan Mark KleinbergCapFinancial Securities, LLC.First Capital Equities, Ltd.$25010-31-2018
Michael John BurkeAmerican Portfolios Financial Services, Inc.NORTHEAST SECURITIES, LLC$5010-31-2018
Paul Michael BalogChelsea Financial ServicesForesters Equity Services, Inc.10-31-2018
Ronald C DimaggioLPL Financial LLCMML Investors Services, LLC10-30-2018
Thomas HuberStifel Nicolaus & Co.UBS Financial Services$15010-29-2018
Colin Anderson ArcherIBN Financial Services, Inc.Windsor Street Capital, LP10-29-2018
Linda Sue YoungPurshe Kaplan Sterling InvestmentsLPL Financial LLC$15010-29-2018
Olukayode Akintola OjoCetera Financial Specialists LLCHD Vest Investment Services10-29-2018
Robert Andrew CohenKey Investment Services LLCWedbush Securities Inc.10-29-2018
Xiao Qin KomischkeCetera Investment Services LLCCommunityAmerica Financial Solutions, LLC10-27-2018
Calvin R. KongAmeriprise FinancialMorgan Stanley Wealth Management$14110-26-2018
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Showing 326 to 350 of 12,417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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