Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Joseph KennedyLPL Financial LLCSummit Brokerage Services, Inc.$2505-16-2019
Gregory Joseph KennedyLPL Financial LLCSummit Brokerage Services, Inc.$2505-16-2019
Rosemary Carolina AbreuCetera Investment Services LLCRoyal Alliance Associates, Inc.$5005-14-2019
Marc Alan JohnsonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-13-2019
Carol Elizabeth RamsdellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$105-13-2019
Eugene Francis Richardson Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-13-2019
Mason Speed SextonPaulson Investment Company LLCTerranova Capital Equities, Inc05-13-2019
John Francis MarinoWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00005-10-2019
Thomas William LeidnerPurshe Kaplan Sterling InvestmentsMorgan Stanley$2505-10-2019
Kevin G. BauerPurshe Kaplan Sterling InvestmentsWORLD EQUITY GROUP, INC.$25005-10-2019
Joseph A. Corona Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$1005-09-2019
Michael George CoronaWells Fargo Clearing Services, LLCMorgan Stanley$10005-09-2019
Deron Bruce GlickertCadaret, Grant & Co., Inc.LPL Financial LLC$105-08-2019
Steven TetensPlanMember Securities CorporationKey Investment Services LLC05-08-2019
James Raymond McDonaldExcel Securities & Associates, Inc.Halliday Financial, LLC$15005-06-2019
Mark William CassidyLaidlaw & Company (UK) Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
Jason Bernard MyersLPL Financial LLCMML Investors Services, LLC05-03-2019
James Phillip Lombardo Jr.Ameriprise Financial Services, Inc.Morgan Stanley$10005-03-2019
Veronica A MangioneKey Investment Services LLCPark Avenue Securities LLC$5005-02-2019
Devorah R GoodmanNational Securities CorporationMorgan Stanley$10005-02-2019
Eric John AckermanInfinex Investments, Inc.Citigroup Global Markets Inc.05-01-2019
Adam John DeutschAmerican Portfolios Financial Services, Inc.Mutual Of America Life Insurance Company$15005-01-2019
Vito Michael PetrielloAXA Advisors, LLCAllstate Financial Advisors, LLC05-01-2019
James Gallagher, Mark FilibertoLPL Financial CUNA Brokerage Services, Inc.$11004-30-2019
Mark Steven FilibertoLPL Financial LLCCuna Brokerage Services, Inc.04-30-2019
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Showing 51 to 75 of 12,417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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