Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Ian GoldsteinVanderbilt Securities, LLCUBS Financial Services Inc.$5004-26-2019
David Lawrence ZollHighTower Securities, LLCFieldpoint Private Securities, LLC$5004-26-2019
Thomas R KoveleskieMorgan StanleyUBS Financial Services Inc.$2504-26-2019
Daniel GellerBolton Global CapitalMorgan Stanley$2504-26-2019
Daniel GellerBolton Global CapitalMorgan Stanley$2504-26-2019
Janice Powers WilliamsCadaret, Grant & Co., Inc.Paradigm Consulting, Inc.$5004-22-2019
Kristopher M. WadsworthLPL Financial LLCSagePoint Financial, Inc.$5004-22-2019
Ronald Henry Bender Jr.LPL Financial LLCCitizens Securities, Inc.$15004-22-2019
David Slakter SherlineWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Neil Richard CohenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Richard A LogalboAXA Advisors, LLCJ.P. Morgan Securities LLC$15004-18-2019
Randyl Robert TaberBenchmark Investments, Inc.Saxony Securities, Inc.04-15-2019
Gerard John MehanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-12-2019
Daniel A MonteSage Tree WealthHarbor Capital Advisory Services, Inc.04-10-2019
Lawrence Craig LifmanLPL Financial LLCFinancial Resources Group Investment Services, LLC04-09-2019
Joffre SalazarAmerican Portfolios Financial Services, Inc.LPL Financial LLC04-08-2019
Matthew Eric PlatnicoAllied Millennial Partners, LLCArete Wealth Management, LLC$5004-03-2019
Dominick Stephen LovecchioUBS Financial Services Inc.Morgan Stanley$5004-02-2019
Sunil Dharamraj BhavnaniUBS Financial Services Inc.Morgan Stanley$1,00004-02-2019
Brian Lee ReichbergAllied Millennial Partners, LLCArete Wealth Management, LLC$1004-02-2019
Adrian Patrick De ArmasNewbridge Securities CorporationAURORA CAPITAL LLC$104-01-2019
Dominick DiBonaRaymond James & Associates, Inc.UBS Financial Services Inc.$19003-29-2019
Douglas Joseph MattlianoWells Fargo Clearing Services, LLCMorgan Stanley$5003-28-2019
Peter Louis Corvisiero Jr.Cadaret, Grant & Co., Inc.Stifel, Nicolaus & Company, Incorporated$5003-27-2019
Nicholas Anthony FiegoliRaymond James Financial Services, Inc.UBS Financial Services Inc.$5003-26-2019
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Showing 76 to 100 of 12,417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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