Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ernest EscobarLPL Financial LLCJ.P. Morgan Securities LLC03-25-2019
Lukasz G JankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-25-2019
Alex Igor AyzenbergRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5003-25-2019
Makarios Markos PaliosRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-25-2019
Albert William Porto Jr.Vanderbilt Securities, LLCOppenheimer & Co. Inc.$103-22-2019
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Jamie Brett GoldgrubMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation$103-21-2019
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.03-19-2019
Baris KandazMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-19-2019
John Anthony BuscoLaidlaw & Company (UK) Ltd.Morgan Stanley$5003-19-2019
Mark Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.03-19-2019
John RossAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Ryan Scott AckerhaltAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.$103-15-2019
Timothy Charles WithersPurshe Kaplan Sterling InvestmentsKestra Investment Services, LLC$2503-15-2019
Thomas Hongkyo KimAXA Advisors, LLCTransamerica Financial Advisors, Inc03-14-2019
Andrew SenfieldNeuberger Berman LLCMorgan Stanley03-13-2019
Karen F AroetyAmeriprise Financial Services, Inc.Morgan Stanley$15003-08-2019
Robert Gerard MoonePruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Scott Harris RoseRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-06-2019
Anthony T HoAegis Capital Corp.B. Riley Wealth Management03-01-2019
Cheryl Ann Rambler-GoveiaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-01-2019
Eileen Joan KohlerAmeriprise Financial Services, Inc.Cantella & Co., Inc.$2503-01-2019
Joseph Mark HubbellRaymond James & Associates, Inc.Snowden Account Services LLC$2503-01-2019
Michael Brian SeidenfrauWells Fargo Clearing Services, LLCMorgan Stanley$2503-01-2019
Anthony S PalmeriLPL Financial LLCNYLIFE Securities LLC02-28-2019
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Showing 101 to 125 of 12,417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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