Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Giahao DaoPruco Securities, LLC.AXA Advisors, LLC$5002-27-2019
Caroline Dunbar JahnNeuberger Berman LLCBlackstone Advisory Partners L.P.$5002-26-2019
Garyfalia KastanisSantander Securities LLCJ.P. Morgan Securities LLC02-26-2019
Cathleen VolkSecurities Service Network, LLCHD Vest Investment Services02-22-2019
James Edward GravesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-22-2019
Joseph P CelibertiLPL Financial LLCMML Investors Services, LLC02-22-2019
Paul Michael BryanKey Investment Services LLCJ.P. Morgan Securities LLC02-22-2019
Ronan David CoxNational Securities CorporationWells Fargo Clearing Services, LLC$5002-22-2019
James DiBlasiStifel Nicolaus & Co.Merrill Lynch$5202-21-2019
Christian Blaze IuratoFirst Allied Securities, Inc.David Lerner Associates, Inc.02-21-2019
James Lawrence DiblasiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2019
Kenneth Edward IngersollSecurities America, Inc.Cambridge Investment Research, Inc.$5002-21-2019
Rebecca Bryant DickersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors02-21-2019
Neil LauroAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$15002-20-2019
David Neal CohenCitigroup Global Markets Inc.Stifel, Nicolaus & Company, Incorporated$15002-19-2019
Thomas Michael TetteSecurities America, Inc.Cambridge Investment Research, Inc.$5002-18-2019
George Fuchs, David SchulmanFirst Republic SecuritiesWells Fargo Advisors$1,50002-15-2019
Babatunde Micheal AiyegbusiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
David Paul SchulmanFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$2502-15-2019
George Philip Fuchs Jr.First Republic Securities Company, LLCWells Fargo Clearing Services, LLC$1002-15-2019
Laila ParveenSantander Securities LLCLPL Financial LLC02-15-2019
Stephen John WoodCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$15002-15-2019
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
John Francis BracaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-14-2019
Dmitriy YankelevichMML Investors Services, LLCAXA Advisors, LLC02-13-2019
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Showing 126 to 150 of 12,417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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