Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rebecca Bryant DickersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors02-21-2019
Neil LauroAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$15002-20-2019
David Neal CohenCitigroup Global Markets Inc.Stifel, Nicolaus & Company, Incorporated$15002-19-2019
Thomas Michael TetteSecurities America, Inc.Cambridge Investment Research, Inc.$5002-18-2019
George Fuchs, David SchulmanFirst Republic SecuritiesWells Fargo Advisors$1,50002-15-2019
Babatunde Micheal AiyegbusiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
David Paul SchulmanFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$2502-15-2019
George Philip Fuchs Jr.First Republic Securities Company, LLCWells Fargo Clearing Services, LLC$1002-15-2019
Laila ParveenSantander Securities LLCLPL Financial LLC02-15-2019
Stephen John WoodCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$15002-15-2019
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
John Francis BracaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-14-2019
Dmitriy YankelevichMML Investors Services, LLCAXA Advisors, LLC02-13-2019
Elizabeth Josefina AlvarezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$2502-13-2019
Matthew Eric PlatnicoArete Wealth Management, LLCOppenheimer & Co. Inc.$5002-12-2019
Nicholas Winford HughesPurshe Kaplan Sterling InvestmentsInnovative Advisory Partners, LLC$102-12-2019
Mark Charles Di MariaClient One Securities LLCG. A. Repple & Company02-11-2019
Richard O AshmeadeFarmers Financial Solutions, LLCJ.P. Morgan Securities LLC02-11-2019
Michael Lentini Jr.M&T Securities, Inc.Key Investment Services LLC02-08-2019
David Younis, Thomas Tette, Kenneth Ingersoll Securities America, Inc. Cambridge Investment research, Inc. $20202-07-2019
Richard SirykissoonCitigroup Global Markets Inc.J.P. Morgan Securities LLC$102-06-2019
Brett A CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
James Albert NielsenCUSO Financial Services, L.P.LPL Financial LLC02-04-2019
Michael A PerriTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Adam R TauCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
« Previous PageNext Page »

Showing 151 to 175 of 12,430 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.