Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rebecca Bryant DickersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors02-21-2019
Neil LauroAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$15002-20-2019
David Neal CohenCitigroup Global Markets Inc.Stifel, Nicolaus & Company, Incorporated$15002-19-2019
Thomas Michael TetteSecurities America, Inc.Cambridge Investment Research, Inc.$5002-18-2019
George Fuchs, David SchulmanFirst Republic SecuritiesWells Fargo Advisors$1,50002-15-2019
Babatunde Micheal AiyegbusiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
David Paul SchulmanFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$2502-15-2019
George Philip Fuchs Jr.First Republic Securities Company, LLCWells Fargo Clearing Services, LLC$1002-15-2019
Laila ParveenSantander Securities LLCLPL Financial LLC02-15-2019
Stephen John WoodCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$15002-15-2019
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
John Francis BracaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-14-2019
Dmitriy YankelevichMML Investors Services, LLCAXA Advisors, LLC02-13-2019
Elizabeth Josefina AlvarezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$2502-13-2019
Matthew Eric PlatnicoArete Wealth Management, LLCOppenheimer & Co. Inc.$5002-12-2019
Nicholas Winford HughesPurshe Kaplan Sterling InvestmentsInnovative Advisory Partners, LLC$102-12-2019
Mark Charles Di MariaClient One Securities LLCG. A. Repple & Company02-11-2019
Richard O AshmeadeFarmers Financial Solutions, LLCJ.P. Morgan Securities LLC02-11-2019
Michael Lentini Jr.M&T Securities, Inc.Key Investment Services LLC02-08-2019
David Younis, Thomas Tette, Kenneth Ingersoll Securities America, Inc. Cambridge Investment research, Inc. $20202-07-2019
Richard SirykissoonCitigroup Global Markets Inc.J.P. Morgan Securities LLC$102-06-2019
Brett A CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
James Albert NielsenCUSO Financial Services, L.P.LPL Financial LLC02-04-2019
Michael A PerriTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Adam R TauCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
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Showing 151 to 175 of 12,430 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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