Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ivanhoe Vincent FfriendCetera Advisor Networks LLCNorth Ridge Securities Corp.$15002-01-2019
Janet Marie PalombaCetera Advisor Networks LLCNorth Ridge Securities Corp.$102-01-2019
John B LaadtCetera Advisor Networks LLCNorth Ridge Securities Corp.$102-01-2019
John Bartholomew BracaCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
John Curtis SenykCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
John Y TrentCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Joseph Eugene HamletCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Joseph Michael TerebetskiCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Joseph Michael VerdiCetera Advisor Networks LLCNorth Ridge Securities Corp.$2502-01-2019
Linda Ellen KatzCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Marc A SchauberCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Martin Scott CorenCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Michael Scott BuonannoCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Peter Elliot MarshallNational Securities CorporationWells Fargo Clearing Services, LLC$15002-01-2019
Peter Michael Alcarese Sr.Cetera Advisor Networks LLCNorth Ridge Securities Corp.$5002-01-2019
Philip Holden Fett Jr.RBC Capital Markets, LLCJ.P. Morgan Securities LLC$15002-01-2019
Robert Francis GiacopinoCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Rowena Suifan TamCetera Advisor Networks LLCNorth Ridge Securities Corp.$102-01-2019
Roy Peter CifuniCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Sadhna MalikCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Sarita Lee PessahCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Stefan KaplanCetera Advisor Networks LLCNorth Ridge Securities Corp.$22402-01-2019
Stephen DursoCetera Advisor Networks LLCNorth Ridge Securities Corp.$2502-01-2019
Stephen Jack BirbigliaCetera Advisor Networks LLCNorth Ridge Securities Corp.$2502-01-2019
Steven John FlotteronCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
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Showing 176 to 200 of 12,417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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