Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Shirley SiddenCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
Todd Michael MirandaRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC$10002-01-2019
Wayne Mark LandauCetera Advisor Networks LLCNorth Ridge Securities Corp.02-01-2019
William StevensonCetera Advisor Networks LLCNorth Ridge Securities Corp.$102-01-2019
Curtis John ReedA.G.P. / Alliance Global PartnersAegis Capital Corp.01-31-2019
Alexander Steven MillsKey Investment Services LLCAXA Advisors, LLC01-28-2019
Matthew J RichertKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-28-2019
Andrew Michael GartlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$15001-25-2019
Francis CidRichard James & Associates, Inc.Craft Capital Management LLC$25001-25-2019
James Joseph LukezicCNA Investor Services, Inc.Cambridge Investment Research, Inc.01-25-2019
Francis Michael CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated01-24-2019
Isaiah Novelle JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$101-24-2019
Terrence Bartlett ReaganArive Capital MarketsLaidlaw & Company (UK) Ltd.$101-23-2019
David Wilson BalchMML Investors Services, LLCBankers Life Securities, Inc.$101-22-2019
Bradley Jay AravePurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC$2501-18-2019
Jason Todd LichtensteinRBC Capital Markets, LLCMorgan Stanley$5001-18-2019
Jeffrey Turner JonesWells Fargo Clearing Services, LLCMorgan Stanley$2501-18-2019
John Philip CallimanisJ.P. Morgan Securities LLCUBS Financial Services Inc.$15001-18-2019
Jonathan Barnette LeisKestra Investment Services, LLCCitigroup Global Markets Inc.01-18-2019
Joseph Nino FilosaPurshe Kaplan Sterling InvestmentsMorgan Stanley$5001-18-2019
Vivek MahajanJ.P. Morgan Securities LLCUBS Financial Services Inc.$10001-18-2019
Debra GoodsteinThe Investment Center, Inc.Cetera Financial Specialists LLC01-17-2019
Susan Lynn PhillipsMerrill Lynch, Pierce, Fenner & Smith IncorporatedTSA Management Inc$15001-17-2019
Jonathan Millman, Ian Millman, Mario Venerose, Alan YakuboffKingsview Asset ManagementWells Fargo Advisors$26001-17-2019
Dewayne Keith RobertsLPL Financial LLCAXA Advisors, LLC$101-16-2019
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Showing 201 to 225 of 12,417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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