Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean HarnettNeuberger Berman BD LLCAXA Advisors, LLC04-17-2020
Brendan Edward LynchAmeriprise Financial Services, LLCAXA Advisors, LLC04-14-2020
Seth Izak HofstetterPruco Securities, LLC.AXA Advisors, LLC04-09-2020
Chloe Reann SmithMorgan StanleyAXA Advisors, LLC04-09-2020
Jonathan Lee KandersPruco Securities, LLC.AXA Advisors, LLC03-31-2020
Armando Javier MerinoAmeriprise Financial Services, LLCAXA Advisors, LLC03-27-2020
Rufus Wiley DavenportMML Investors Services, LLCAXA Advisors, LLC03-26-2020
Thomas GonzalezAmeriprise Financial Services, LLCAXA Advisors, LLC03-20-2020
Benjamin Ryan WhiteProcapita Partners, LLCAXA Advisors, LLC03-18-2020
Dennis Thomas ByrneRaymond James Financial Services, Inc.AXA Advisors, LLC03-09-2020
Jerry SylvesterPark Avenue Securities LLCAXA Advisors, LLC03-09-2020
Michael Brendan DemartinoMML Investors Services, LLCAXA Advisors, LLC03-04-2020
David Graham CressSDDCO Brokerage Advisors LLCAXA Advisors, LLC03-03-2020
Lauren Elizabeth CasassaJ.P. Morgan Securities LLCAXA Advisors, LLC02-28-2020
David G WillLPL Financial LLCAXA Advisors, LLC01-30-2020
John Richard Nanosky IICitizens Securities, Inc.AXA Advisors, LLC01-28-2020
Thomas Quinlan HodgsonMorgan StanleyAXA Advisors, LLC01-22-2020
Michael W HadleyRaymond James Financial Services, Inc.AXA Advisors, LLC01-17-2020
Daniel ZombackMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-15-2020
Robert Stephen GranishAmeriprise Financial Services, LLCAXA Advisors, LLC01-13-2020
Christopher D UrbanCadaret, Grant & Co., Inc.AXA Advisors, LLC01-10-2020
Michael Keith IhlenfeldtPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC01-10-2020
Lawson Taylor SteinhauffPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC01-09-2020
Benjamin David LongPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC01-08-2020
Steven GodichMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-08-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.