Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Daniel CoughlinCommonwealth Financial NetworkAXA Advisors, LLC05-19-2009
Erik Allen O'KeefeAmeriprise Financial Services, Inc.AXA Advisors, LLC07-01-2009
Mauricio BenitezBBVA Securities Inc.AXA Advisors, LLC07-20-2009
Paul John FelixMML Investors Services, LLCAXA Advisors, LLC08-05-2009
Lawrence W BahrMorgan StanleyAXA Advisors, LLC09-04-2009
Jefferson C DicksonWells Fargo Clearing Services, LLCAXA Advisors, LLC10-15-2009
Rodney Wayne Brewer IIMML Investors Services, LLCAXA Advisors, LLC10-21-2009
Ravi D BalchandNYLIFE Securities LLCAXA Advisors, LLC10-27-2009
Joseph M HillHalliday Financial, LLCAXA Advisors, LLC11-02-2009
Dennis William BaltzThe Investment Center, Inc.AXA Advisors, LLC$1004-28-2010
Kevin T. Smith Jr.Mercer Allied Company, L.P.AXA Advisors, LLC09-07-2010
John P LeporeMML Investors Services, LLCAXA Advisors, LLC09-29-2010
Ralph Keith AngeloAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Brian James ProvostAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Shawn Michael RichardsAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Todd Ellsworth HarrisAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Robert C CondermanAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Robert A. DornanAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Ronald D ViavadaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-02-2011
Richard Jeffrey JeromeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$20004-14-2011
Eric Matthew PennaAmeriprise Financial Services, Inc.AXA Advisors, LLC11-02-2011
Robert OmidHornor, Townsend & Kent, LLCAXA Advisors, LLC12-02-2011
Robert Joseph St GeorgeAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$5002-03-2012
Henry MarinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-24-2012
Nicholle M OverkampMML Investors Services, LLCAXA Advisors, LLC06-15-2012
Next Page »

Showing 1 to 25 of 170 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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