Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Charles PisaniMetLife Securities Inc.AXA Advisors, LLC02-11-2009
Craig Allen HouckRoyal Alliance Associates, Inc.AXA Advisors, LLC$15003-06-2009
Jeffrey Lawrence BergMetLife Securities Inc.AXA Advisors, LLC04-01-2009
Dennis Daniel CoughlinCommonwealth Financial NetworkAXA Advisors, LLC$25005-19-2009
Eric S BirdsallHSBC Securities (USA) Inc.AXA Advisors, LLC$10006-29-2009
Craig Ari CharachNational Planning CorporationAXA Advisors, LLC$10006-30-2009
Erik Allen O'KeefeAmeriprise Financial Services, Inc.AXA Advisors, LLC$10007-01-2009
Howard KimRockwell Securities LLCAXA Advisors, LLC07-06-2009
Mauricio BenitezBBVA Securities Inc.AXA Advisors, LLC07-20-2009
Paul John FelixMML Investors Services, LLCAXA Advisors, LLC$10008-05-2009
Lawrence W BahrMorgan StanleyAXA Advisors, LLC$10009-04-2009
Peter David Barresi Jr.Chase Investment Services Corp.AXA Advisors, LLC09-28-2009
Jason Robert MelandoEquity Services, Inc.AXA Advisors, LLC$25010-08-2009
Vahe L. StepanianDeutsche Bank Securities Inc.AXA Advisors, LLC$15010-15-2009
Jefferson C DicksonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC$50010-15-2009
Rodney Wayne Brewer IIMML Investors Services, LLCAXA Advisors, LLC10-21-2009
Ravi D BalchandNYLIFE Securities LLCAXA Advisors, LLC10-27-2009
Joseph M HillHalliday Financial, LLCAXA Advisors, LLC$10011-02-2009
Kenneth Matthew WhiteChase Investment Services Corp.AXA Advisors, LLC11-30-2009
David A HellerMML Investors Services, LLCAXA Advisors, LLC01-03-2010
William A Van Ormer IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-22-2010
Allen Philip CantoniHSBC Securities (USA) Inc.AXA Advisors, LLC03-22-2010
Matthew Adam KirschbaumWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC$10003-26-2010
David Michael McCorisonThe Investment Center, Inc.AXA Advisors, LLC$25004-16-2010
Dennis William BaltzThe Investment Center, Inc.AXA Advisors, LLC$10004-28-2010
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Showing 1 to 25 of 463 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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