Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam C. MorganAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC10-03-2014
Adam TettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-08-2015
Alexander Steven MillsKey Investment Services LLCAXA Advisors, LLC01-28-2019
Allison Kimberley BattinoPark Avenue Securities LLCAXA Advisors, LLC02-24-2015
Andrew Anthony Marchionni IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-26-2018
Andrew DinardoAmeriprise Financial Services, Inc.AXA Advisors, LLC12-17-2018
Andrew ElmoreAmeriprise Financial Services, Inc.AXA Advisors, LLC10-15-2018
Andrew Harris LindenbergAmeriprise Financial Services, Inc.AXA Advisors, LLC08-24-2018
Andrew Peter GallagherJ.P. Morgan Securities LLCAXA Advisors, LLC01-14-2016
Andrew William SuraceJ.P. Morgan Securities LLCAXA Advisors, LLC05-23-2018
Anthony L. SimonettiAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$1010-24-2014
Anthony Michael ReboliniJ.P. Morgan Securities LLCAXA Advisors, LLC12-12-2018
Armand ArteagaJ.P. Morgan Securities LLCAXA Advisors, LLC11-03-2017
Aron Adam MestelPruco Securities, LLC.AXA Advisors, LLC$1009-07-2016
Arthur C ZapesochnyAmeriprise Financial Services, Inc.AXA Advisors, LLC09-14-2018
Benjamin MontreuilMML Investors Services, LLCAXA Advisors, LLC04-04-2018
Benjamin Timothy HussongPark Avenue Securities LLCAXA Advisors, LLC12-12-2017
Brent Thomas SchleicherCommonwealth Financial NetworkAXA Advisors, LLC$2508-22-2014
Brian James ProvostAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC12-10-2010
Bruce Alan HauptmanM&T Securities, Inc.AXA Advisors, LLC12-18-2014
Bruce Allan MaierAmeriprise Financial Services, Inc.AXA Advisors, LLC$5009-14-2018
Bruce IaconoJ.P. Morgan Securities LLCAXA Advisors, LLC05-15-2018
Carly CaroselliMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-01-2017
Carol Ann TopiM&T Securities, Inc.AXA Advisors, LLC05-07-2018
Christina Anne McCaugheyAmeriprise Financial Services, Inc.AXA Advisors, LLC09-21-2018
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Showing 1 to 25 of 162 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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