Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Matthew CarvajalPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-15-2019
Adam C. MorganAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC10-03-2014
Adam J SchwartzE*TRADE Securities LLCAXA Advisors, LLC03-01-2019
Adam TettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-08-2015
Adrienne E TurnerLincoln Financial Advisors CorporationAXA Advisors, LLC04-07-2015
Alan Michael EppersStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC$5008-24-2010
Albert Joseph De CristinoAmeritas Investment Company, LLCAXA Advisors, LLC$2508-23-2017
Alex KopenkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-19-2014
Alexander AntonucciJ.P. Morgan Securities LLCAXA Advisors, LLC06-21-2018
Alexander Guy NeriAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
Alexander HatzopoulosBNY Mellon Securities CorporationAXA Advisors, LLC03-04-2019
Alexander Patrick BujacichPark Avenue Securities LLCAXA Advisors, LLC11-22-2016
Alexander Steven MillsKey Investment Services LLCAXA Advisors, LLC01-28-2019
Alexander Tomei Jr.MetLife Securities Inc.AXA Advisors, LLC12-11-2014
Alexandra Elizabeth McDowallKey Investment Services LLCAXA Advisors, LLC10-23-2017
Alexandra SahraieBCG Securities, Inc.AXA Advisors, LLC08-26-2016
Alexandra SahraieAXA Advisors, LLCAXA Advisors, LLC07-23-2013
Alexandra SbordoneFidelity Brokerage Services LLCAXA Advisors, LLC06-22-2016
Alissa Anne MellonM&T Securities, Inc.AXA Advisors, LLC01-04-2013
Allen P. CantoniHSBC Securities (USA) Inc.AXA Advisors, LLC03-22-2010
Allison Kimberley BattinoPark Avenue Securities LLCAXA Advisors, LLC02-24-2015
Anastasia Jean RayM&T Securities, Inc.AXA Advisors, LLC10-20-2017
Andrea Owen-BoydINVEST Financial CorporationAXA Advisors, LLC02-03-2017
Andrew Anthony Marchionni IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-26-2018
Andrew ClarkeJ.P. Morgan Securities LLCAXA Advisors, LLC01-03-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.