Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Edward LynchAmeriprise Financial Services, LLCAXA Advisors, LLC04-14-2020
Armando Javier MerinoAmeriprise Financial Services, LLCAXA Advisors, LLC03-27-2020
Thomas GonzalezAmeriprise Financial Services, LLCAXA Advisors, LLC03-20-2020
Robert Stephen GranishAmeriprise Financial Services, LLCAXA Advisors, LLC01-13-2020
Paul Allen BerkmanAmeriprise Financial Services, LLCAXA Advisors, LLC08-16-2019
Ralph M. Fatigate IIIAmeriprise Financial Services, LLCAXA Advisors, LLC06-28-2019
Andrew DinardoAmeriprise Financial Services, LLCAXA Advisors, LLC12-17-2018
Andrew ElmoreAmeriprise Financial Services, LLCAXA Advisors, LLC10-15-2018
Christina Anne McCaugheyAmeriprise Financial Services, LLCAXA Advisors, LLC09-21-2018
Bruce Allan MaierAmeriprise Financial Services, LLCAXA Advisors, LLC$5009-14-2018
Arthur C ZapesochnyAmeriprise Financial Services, LLCAXA Advisors, LLC09-14-2018
Robert Isaac KurzweilAmeriprise Financial Services, LLCAXA Advisors, LLC08-24-2018
Andrew Harris LindenbergAmeriprise Financial Services, LLCAXA Advisors, LLC08-24-2018
Gregory Samuel MantoAmeriprise Financial Services, LLCAXA Advisors, LLC$5008-12-2018
Marley MantoAmeriprise Financial Services, LLCAXA Advisors, LLC08-10-2018
John Benjamin LevittAmeriprise Financial Services, LLCAXA Advisors, LLC$5004-02-2018
Jerome WeinertAmeriprise Financial Services, LLCAXA Advisors, LLC03-05-2018
Scott Lawrence BraunAmeriprise Financial Services, LLCAXA Advisors, LLC02-06-2018
Jeffrey MillerAmeriprise Financial Services, LLCAXA Advisors, LLC09-18-2012
Eric Matthew PennaAmeriprise Financial Services, LLCAXA Advisors, LLC11-02-2011
Erik Allen O'KeefeAmeriprise Financial Services, LLCAXA Advisors, LLC07-01-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.