Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margreit Ruth McInnisNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-18-2009
Jeremy Michael RayburnChase Investment Services Corp.Ameriprise Financial Services, Inc.04-20-2009
Philip Richard SiegelChase Investment Services Corp.Ameriprise Financial Services, Inc.$50007-01-2009
John Stephen PatsyLPL Financial LLCAmeriprise Financial Services, Inc.$10007-13-2009
Joseph Edward O'Shea Jr.National Securities CorporationAmeriprise Financial Services, Inc.$50007-21-2009
Katie Marie AngelinoChase Investment Services Corp.Ameriprise Financial Services, Inc.$10008-10-2009
Edmond Maurice Oconnor MoylanChase Investment Services Corp.Ameriprise Financial Services, Inc.08-14-2009
Amber Alicia CreightonAXA Advisors, LLCAmeriprise Financial Services, Inc.08-28-2009
Jeffrey Maior GoldfarbRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10009-18-2009
Peter Jason SikoraChase Investment Services Corp.Ameriprise Financial Services, Inc.12-01-2009
Dewitte Talmadge Kersh IIIMML Investors Services, LLCAmeriprise Financial Services, Inc.$10001-13-2010
Nicholas John EfthemisAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, Inc.$10001-29-2010
Charles Edgar Hanny IVAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, Inc.$10001-29-2010
Will Byung LeePurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.02-24-2010
Richard Patrick CalabroLPL Financial LLCAmeriprise Financial Services, Inc.$50003-15-2010
Jacquelyn CalandrielloMetLife Securities Inc.Ameriprise Financial Services, Inc.05-18-2010
Benjamin Ehren LeessMorgan StanleyAmeriprise Financial Services, Inc.$25006-28-2010
Renee Simon ShermanMetLife Securities Inc.Ameriprise Financial Services, Inc.$25009-14-2010
Thomas Allen JackMetLife Securities Inc.Ameriprise Financial Services, Inc.$10009-30-2010
James Emory KeysWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.10-18-2010
David Efrem WarshawAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, Inc.$10010-26-2010
Lawrence Christopher FiorellaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10011-05-2010
James Anthony ArcoraciRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$50011-05-2010
Kevin Daniel AstryRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$50011-05-2010
David Louis AstryRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-05-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.