Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margreit Ruth McInnisNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-18-2009
John Stephen PatsyLPL Financial LLCAmeriprise Financial Services, Inc.07-13-2009
Joseph Edward O'Shea Jr.National Securities CorporationAmeriprise Financial Services, Inc.07-21-2009
Dewitte Talmadge Kersh IIIMML Investors Services, LLCAmeriprise Financial Services, Inc.01-13-2010
Benjamin Ehren LeessMorgan StanleyAmeriprise Financial Services, Inc.06-28-2010
James Emory KeysWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.10-18-2010
David Louis AstryRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-05-2010
Ken HaraAXA Advisors, LLCAmeriprise Financial Services, Inc.06-30-2011
Brandon PowersPrincipal Securities, Inc.Ameriprise Financial Services, Inc.10-11-2011
Mario Albert MolinoLPL Financial LLCAmeriprise Financial Services, Inc.11-01-2011
Marina G. MichaelMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-07-2012
Cheryl Evans LawlessCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-12-2012
Cynthia Fran GrauerKestra Investment Services, LLCAmeriprise Financial Services, Inc.09-07-2012
Douglas Adam BoneparthCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10011-16-2012
Michael M MostLPL Financial LLCAmeriprise Financial Services, Inc.11-16-2012
Michael C MarraMorgan StanleyAmeriprise Financial Services, Inc.12-10-2012
Brian Michael SchultzLPL Financial LLCAmeriprise Financial Services, Inc.12-13-2012
Deanna Yvonne MorellCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10002-01-2013
Ulugbek KhashimovJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-02-2013
Bryan E. McWayneThrivent Investment Management Inc.Ameriprise Financial Services, Inc.03-19-2014
Jeremy Adam JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-21-2014
Jonathan Steven ChubakCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.09-10-2014
David Martin GreenbergWatchstone Wealth Management LLCAmeriprise Financial Services, Inc.12-22-2014
Thomas John CoelhoB. Riley Wealth ManagementAmeriprise Financial Services, Inc.01-09-2015
Gregory Malcolm FerdinandJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$5002-06-2015
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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