Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham James KaltsasAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$1203-10-2016
Anthony CandelaHD Vest Investment ServicesAmeriprise Financial Services, Inc.12-06-2017
Anthony John LobelloAegis Capital Corp.Ameriprise Financial Services, Inc.$2506-28-2017
Arthur MatarazzoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$9707-15-2016
Benjamin Ehren LeessMorgan StanleyAmeriprise Financial Services, Inc.06-28-2010
Bill Amatuzzo, Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$12007-16-2018
Brandon PowersPrincipal Securities, Inc.Ameriprise Financial Services, Inc.10-11-2011
Brian Michael SchultzLPL Financial LLCAmeriprise Financial Services, Inc.12-13-2012
Brian Scott ParnessRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$1001-05-2018
Bryan E. McWayneThrivent Investment Management Inc.Ameriprise Financial Services, Inc.03-19-2014
Cheryl Evans LawlessCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-12-2012
Cynthia Fran GrauerKestra Investment Services, LLCAmeriprise Financial Services, Inc.09-07-2012
Daniel James StaigerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10007-15-2016
David Alan PalermoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-20-2018
David Louis AstryRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-05-2010
David Martin GreenbergWatchstone Wealth Management LLCAmeriprise Financial Services, Inc.12-22-2014
David Paul ZambitoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-20-2018
Deanna Yvonne MorellCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10002-01-2013
Dewitte Talmadge Kersh IIIMML Investors Services, LLCAmeriprise Financial Services, Inc.01-13-2010
Douglas Adam BoneparthCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10011-16-2012
Edward John MurphyWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.$23102-16-2016
Edward LeeGeneration Wealth ManagementAmeriprise Financial Services, Inc.01-25-2017
Evan Mikel EiningerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-15-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
George Ryan PurcellCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$80002-27-2017
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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