Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abi VegaGreat American Investors, Inc.Ameriprise Financial Services, LLC07-01-2012
Abraham James KaltsasAllstate Financial Services, LLCAmeriprise Financial Services, LLC$15003-10-2016
Adam Charles AndersonNiagara International Capital LimitedAmeriprise Financial Services, LLC$5005-30-2017
Adam Thomas PanderBNY Mellon Securities CorporationAmeriprise Financial Services, LLC10-29-2015
Adrian Anton MohorovichAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC09-03-2019
Alan Neal TocmanPrivate Client Services, LLCAmeriprise Financial Services, LLC$2503-09-2020
Alan Stephen KatkinAXA Advisors, LLCAmeriprise Financial Services, LLC$5003-05-2020
Albert Frank Codino Jr.LPL Financial LLCAmeriprise Financial Services, LLC$20006-05-2020
Alex HotzoglouAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC08-31-2015
Amber Alicia CreightonAXA Advisors, LLCAmeriprise Financial Services, LLC08-28-2009
Andrew H RadziwonKovack Securities Inc.Ameriprise Financial Services, LLC12-07-2018
Andrew Michael MorgasenCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC$1506-16-2019
Andrew Paul MargolinCetera Advisors LLCAmeriprise Financial Services, LLC02-28-2020
Andrew T RichWall Street Financial Group, Inc.Ameriprise Financial Services, LLC01-17-2013
Anthony CandelaAvantax Investment Services, Inc.Ameriprise Financial Services, LLC12-06-2017
Anthony John LobelloAegis Capital Corp.Ameriprise Financial Services, LLC$2506-28-2017
Anthony Joseph DelgadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC12-11-2019
Anthony Michael MantellinoMetLife Securities Inc.Ameriprise Financial Services, LLC$101-09-2013
Arthur Charles Gonsalves IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC05-29-2019
Arthur MatarazzoRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$5007-15-2016
Ashley M StandishLPL Financial LLCAmeriprise Financial Services, LLC10-24-2019
Baburhan GucerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$5003-19-2013
Basil HusseinJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC10-01-2019
Benjamin C LingenfelterLPL Financial LLCAmeriprise Financial Services, LLC07-23-2019
Benjamin Ehren LeessMorgan StanleyAmeriprise Financial Services, LLC06-28-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.