Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lia Erin BarberGoldman Sachs & Co.Barclays Capital Inc.01-04-2020
Thales Braga Da SilvaJefferies LLCBarclays Capital Inc.08-07-2017
Frank V. DebenedittisDeutsche Bank Securities Inc.Barclays Capital Inc.02-23-2016
Jeffrey Adam HermanJ.P. Morgan Securities LLCBarclays Capital Inc.12-28-2015
Chase Wright LandrethUBS Financial Services Inc.Barclays Capital Inc.12-07-2015
Jorge Luis Padilla Jr.Morgan StanleyBarclays Capital Inc.11-06-2015
Kevin Connors McCooeyJ.P. Morgan Securities LLCBarclays Capital Inc.$15010-30-2015
John E KoechelerJ.P. Morgan Securities LLCBarclays Capital Inc.10-30-2015
Peter C. GambeePurshe Kaplan Sterling InvestmentsBarclays Capital Inc.10-12-2015
Kathryn L. MacchiavernaDeutsche Bank Securities Inc.Barclays Capital Inc.10-12-2015
Alexander J. BretonMorgan StanleyBarclays Capital Inc.10-02-2015
Mark Ian LeytonDeutsche Bank Securities Inc.Barclays Capital Inc.$10010-01-2015
John Zachary ShillingfordDeutsche Bank Securities Inc.Barclays Capital Inc.10-01-2015
James F Fitzgerald IIIMorgan StanleyBarclays Capital Inc.09-21-2015
Elizabeth A SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-11-2015
Jessica L. GabrieleMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.$2509-10-2015
Max Tobin MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-04-2015
Jonathan Lloyd MannMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.08-06-2015
Rajan AroraMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.08-06-2015
Louis Jay GreifMorgan StanleyBarclays Capital Inc.08-03-2015
John Thomas BatesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Scott Pieter CaputoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Aaron J. BlumenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Richard Jason HuttonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-23-2015
Steven Lloyd GottliebMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-23-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.