Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Sean KassTIAA-CREF Individual & Institutional Services, LLCBarclays Capital Inc.02-17-2009
Robert Lee BerkowitzMetLife Securities Inc.Barclays Capital Inc.03-27-2009
Yunjin LeeMorgan StanleyBarclays Capital Inc.12-07-2009
John LaurinoJ.P. Morgan Securities LLCBarclays Capital Inc.01-26-2010
Matthew Peter InserraMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.03-01-2010
Hratch Samuel ArukianOppenheimer & Co. Inc.Barclays Capital Inc.05-03-2010
Philip William WintersMorgan StanleyBarclays Capital Inc.06-28-2010
Matthew Anthony FinkDeutsche Bank Securities Inc.Barclays Capital Inc.04-06-2011
Robert Leo Holland Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Richard B. Goodwyn Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Carlos Ferrero Bonzon Jr.J.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Mario Rene LamarJ.P. Morgan Securities LLCBarclays Capital Inc.$15004-15-2011
Michael D LeeJ.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Jacqueline Marlene SchleimerJ.P. Morgan Securities LLCBarclays Capital Inc.05-03-2011
Terence Mark ZaleskiGoldman Sachs & Co.Barclays Capital Inc.05-09-2011
Henry Morgan Lawrence IIIJ.P. Morgan Securities LLCBarclays Capital Inc.06-03-2011
Sean Kennedy ReganJ.P. Morgan Securities LLCBarclays Capital Inc.06-03-2011
Gilbert Stroud Scarborough IVJ.P. Morgan Securities LLCBarclays Capital Inc.06-24-2011
Sandeep Singh ChawlaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-27-2011
John Zhang SunMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-29-2011
Kenneth S LeeRBC Capital Markets, LLCBarclays Capital Inc.08-01-2011
Mark Steven GlasserJ.P. Morgan Securities LLCBarclays Capital Inc.09-16-2011
Christopher Scott MergardtJ.P. Morgan Securities LLCBarclays Capital Inc.09-19-2011
Brian Patrick DriscollJ.P. Morgan Securities LLCBarclays Capital Inc.$15009-22-2011
Hans Otto AlbertssonUBS Financial Services Inc.Barclays Capital Inc.09-22-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.