Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel BignardelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC07-23-2018
Jimmy Yue Keung LeeWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Bibi Zorina RazackWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Arben KupiWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Abraham A. MizrahiWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Sung ShinWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Joseph E. BarnasWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Alex Hwan KimWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Leandro Galhardo FensterWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Anthony N. MacalusoWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Raymond C. CheraWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Christina BarbanteWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
Barbara Ellen Beck-RiegerJ.P. Morgan Securities LLCCapital One Investing, LLC05-15-2018
Paul PetersLPL Financial LLCCapital One Investing, LLC04-26-2018
Peter Joseph CostaSantander Securities LLCCapital One Investing, LLC04-19-2018
Daniel Stuart CookCitigroup Global Markets Inc.Capital One Investing, LLC04-16-2018
Jan A. GalvezOppenheimer & Co. Inc.Capital One Investing, LLC04-09-2018
Jason Zachary GopenJ.P. Morgan Securities LLCCapital One Investing, LLC04-06-2018
Alexander BezuglyLPL Financial LLCCapital One Investing, LLC03-27-2018
Alan T. ZeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC03-22-2018
Jeffrey Robert SeewaldLPL Financial LLCCapital One Investing, LLC03-12-2018
Anthony Joseph SalviJ.P. Morgan Securities LLCCapital One Investing, LLC12-12-2017
Sammy C. ChangCitigroup Global Markets Inc.Capital One Investing, LLC09-19-2017
Gregorio Dominicano DominguezCitigroup Global Markets Inc.Capital One Investing, LLC05-30-2017
Umidulla K. AvazovCitigroup Global Markets Inc.Capital One Investing, LLC10-03-2016
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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