Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Miguel GonzalezPrivate Advisor Group, LLCChase Investment Services Corp.$10009-28-2012
Zhenjiang Allan GuTD Ameritrade Investment Management, LLCChase Investment Services Corp.09-26-2012
Sergiy Sergeevich MizevychCitigroup Global Markets Inc.Chase Investment Services Corp.08-23-2012
Ellen ChiangMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-13-2012
Yevgeniy GryazevHSBC Securities (USA) Inc.Chase Investment Services Corp.07-09-2012
Janet D MosesWells Fargo Clearing Services, LLCChase Investment Services Corp.$10007-02-2012
Charles TramantanoWells Fargo Clearing Services, LLCChase Investment Services Corp.$2505-09-2012
Steven Frank SchiebelhuthRaymond James Financial Services, Inc.Chase Investment Services Corp.$5004-13-2012
Jonathan James GoromAmeriprise Financial Services, LLCChase Investment Services Corp.04-09-2012
Frank Charles Defonte JrCitigroup Global Markets Inc.Chase Investment Services Corp.03-02-2012
Kenneth G Coles JrTD Ameritrade Investment Management, LLCChase Investment Services Corp.02-23-2012
Jeffrey Robert SharmanRaymond James Financial Services, Inc.Chase Investment Services Corp.01-27-2012
Shane Eli MillerTD Ameritrade, Inc.Chase Investment Services Corp.$5001-09-2012
Walter Giovanny SuarezCetera Advisors LLCChase Investment Services Corp.01-09-2012
Richard S MarxTIAA-CREF Individual & Institutional Services, LLCChase Investment Services Corp.12-05-2011
Thomas Anthony SconzoCUNA Brokerage Services, Inc.Chase Investment Services Corp.12-01-2011
Avi JankelovitsCitigroup Global Markets Inc.Chase Investment Services Corp.$2511-15-2011
Rocco J LafaroAegis Capital Corp.Chase Investment Services Corp.10-03-2011
Jason Grady SandersMorgan StanleyChase Investment Services Corp.05-27-2011
Mark AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$5005-23-2011
Patrick Dennis OKeefeFidelity Brokerage Services LLCChase Investment Services Corp.04-25-2011
Agustin HernandezLPL Financial LLCChase Investment Services Corp.$3504-01-2011
Eric Stuart WolfHSBC Securities (USA) Inc.Chase Investment Services Corp.03-10-2011
Robert TrimbleTD Ameritrade Investment Management, LLCChase Investment Services Corp.03-10-2011
Henry J LiuAegis Capital Corp.Chase Investment Services Corp.$5003-09-2011
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.