Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Agustin HernandezLPL Financial LLCChase Investment Services Corp.$5004-01-2011
Albert A VelezLPL Financial LLCChase Investment Services Corp.09-08-2010
Alex Hwan KimCapital One Investment Services LLCChase Investment Services Corp.06-04-2012
Alfredo SandovalMeyers Associates, L.P.Chase Investment Services Corp.02-05-2011
Alka KatyalPeople's Securities, Inc.Chase Investment Services Corp.01-23-2013
Angela DimartinoSignature SecuritiesChase Investment Services Corp.09-03-2010
Anthony A GiannopapasCitigroup Global Markets Inc.Chase Investment Services Corp.$2511-01-2009
Anthony Della VecchiaHSBC Securities (USA) Inc.Chase Investment Services Corp.02-02-2009
Anthony GippettiHSBC Securities (USA) Inc.Chase Investment Services Corp.07-02-2012
Anthony Joseph DeturrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-16-2012
Antonio H EastKey Investment Services LLCChase Investment Services Corp.09-15-2011
Assaf SamuelChase Investment Services Corp.Chase Investment Services Corp.02-16-2009
Austin Daniel MordaFidelity Brokerage Services LLCChase Investment Services Corp.10-22-2012
Avi JankelovitsCitigroup Global Markets Inc.Chase Investment Services Corp.11-15-2011
Barbara Ann Paliseno LewisAmeriprise Financial Services, LLCChase Investment Services Corp.04-05-2011
Benjamin MarcanoUBS Financial Services Inc.Chase Investment Services Corp.11-05-2010
Bernard Michael LherissonOppenheimer & Co. Inc.Chase Investment Services Corp.09-23-2009
Brandon Matthew SobelMorgan StanleyChase Investment Services Corp.05-14-2010
Brett Samuel ArutiRaymond James Financial Services, Inc.Chase Investment Services Corp.04-26-2011
Brian Dennis SullivanEssex National Securities, LLCChase Investment Services Corp.06-01-2009
Brian Joseph MaddenHSBC Securities (USA) Inc.Chase Investment Services Corp.$2501-08-2010
Brian Joseph SchermanCitigroup Global Markets Inc.Chase Investment Services Corp.04-30-2012
Brian Robert MackayKey Investment Services LLCChase Investment Services Corp.06-06-2011
Brian Scott KaplanFidelity Brokerage Services LLCChase Investment Services Corp.07-18-2011
Bryan C. D'AlessandroMetLife Securities Inc.Chase Investment Services Corp.12-02-2010
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Showing 1 to 25 of 251 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.