Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric John AckermanInfinex Investments, Inc.Citigroup Global Markets Inc.05-01-2019
Jonathan Barnette LeisKestra Investment Services, LLCCitigroup Global Markets Inc.01-18-2019
Patrick James ErricoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-19-2018
Robert David LoebChelsea Financial ServicesCitigroup Global Markets Inc.09-14-2018
Zichang LiuJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-10-2018
Michael Conrad SchneiderMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-27-2018
Robert John LeeInfinex Investments, Inc.Citigroup Global Markets Inc.03-22-2018
Anthony Kenneth GreierWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-05-2018
Killraine David DeanBancWest Investment Services, Inc.Citigroup Global Markets Inc.11-15-2017
Peter August ZagrobelnyLPL Financial LLCCitigroup Global Markets Inc.08-14-2017
Joshua Scott MendelsonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.08-07-2017
Anthony Michael LippisLPL Financial LLCCitigroup Global Markets Inc.06-19-2017
Nicholas Louis John WilliamsJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-15-2017
Pavitra MaharajHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$15005-22-2017
Michael James Germano IVRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5003-16-2017
Reudel DiazLPL Financial LLCCitigroup Global Markets Inc.03-10-2017
Margaret Digna RiveraWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-10-2017
Stewart Shuh-Hwa YuanHSBC Securities (USA) Inc.Citigroup Global Markets Inc.10-14-2016
Peter James GallagherCommonwealth Financial NetworkCitigroup Global Markets Inc.$10009-09-2016
Marwan ShakerHSBC Securities (USA) Inc.Citigroup Global Markets Inc.08-04-2016
Melvin TomHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$25008-03-2016
Alonzo Jerome Adams Jr.HSBC Securities (USA) Inc.Citigroup Global Markets Inc.07-29-2016
Roderick RodriguezInfinex Investments, Inc.Citigroup Global Markets Inc.07-01-2016
Germin Jermaine RobinsonHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-23-2016
Christopher Anthony JonesNational Securities CorporationCitigroup Global Markets Inc.04-13-2016
Next Page »

Showing 1 to 25 of 367 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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