Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip James TullgrenLPL Financial LLCCitigroup Global Markets Inc.01-02-2009
Robert A KravetzBrighton Securities Corp.Citigroup Global Markets Inc.01-02-2009
Dominick Phillip BonannoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-02-2009
Melvin FinkelsteinJanney Montgomery Scott LLCCitigroup Global Markets Inc.01-07-2009
Frank Roger FioreBanc of America Investment Services, Inc.Citigroup Global Markets Inc.$5001-09-2009
Ilan CohenBanc of America Investment Services, Inc.Citigroup Global Markets Inc.01-09-2009
Neil Jeffrey LernerUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-09-2009
Robert Phillip SnyderUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-09-2009
Todd David EllisUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-09-2009
Robert GeislerUBS Financial Services Inc.Citigroup Global Markets Inc.$15001-09-2009
Gregory Alain HerschUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-09-2009
Michael F WisemanUBS Financial Services Inc.Citigroup Global Markets Inc.01-09-2009
Robert GardnerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-09-2009
Jonathan Andrew BassWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-09-2009
Kevin William KellyJanney Montgomery Scott LLCCitigroup Global Markets Inc.01-13-2009
Gary Alan WoodUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-14-2009
Aaron Douglas WoodUBS Financial Services Inc.Citigroup Global Markets Inc.01-14-2009
Fred Alan MyersStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5001-16-2009
Tracey SchustermanUBS Financial Services Inc.Citigroup Global Markets Inc.01-16-2009
Rosa A MazzoneUBS Financial Services Inc.Citigroup Global Markets Inc.01-16-2009
Bruce H TuchmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Patrick John LaneWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Frank Paul ChrissotimosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Kenneth Kirk BeesmerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-16-2009
Steven Lee QuesnelWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-16-2009
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Showing 1 to 25 of 510 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.