Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendon John WilliamsUbs International Inc.Credit Suisse Securities (USA) LLC$50004-01-2009
Vasilis Spiros LembesisUbs International Inc.Credit Suisse Securities (USA) LLC04-01-2009
Joseph Thomas MurtGoldman Sachs & Co.Credit Suisse Securities (USA) LLC01-19-2010
Danielle Graham LyonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC$50002-08-2010
John Sebastian DerosaUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10011-17-2010
Christopher Wayne TolmanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15011-17-2010
Anthony Michael DeluiseRaymond James & Associates, Inc.Credit Suisse Securities (USA) LLC01-04-2011
Mitchell David KriegerUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-16-2011
Michael Edmund FengMorgan StanleyCredit Suisse Securities (USA) LLC$50003-25-2011
Javier Adolfo NaselliUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$14506-03-2011
Tao LingNYLIFE Securities LLCCredit Suisse Securities (USA) LLC06-13-2011
Edward Reed Laughlin Jr.Dominick & Dickerman LLCCredit Suisse Securities (USA) LLC07-05-2011
Adriana ArizmendyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$50009-08-2011
Andrew Stuart LeventhalBarclays Capital Inc.Credit Suisse Securities (USA) LLC$10010-17-2011
Michael Steven GordonBarclays Capital Inc.Credit Suisse Securities (USA) LLC12-02-2011
Michael Joseph BesselGuardian Investor Services LLCCredit Suisse Securities (USA) LLC12-08-2011
Alan Carl WolmanStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$15002-02-2012
Juan Carlos MedinaMorgan StanleyCredit Suisse Securities (USA) LLC04-06-2012
Christopher Michael WursterJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC04-10-2012
Mark Albert BilskiUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$25005-04-2012
Charles Barney RudnickDeutsche Bank Securities Inc.Credit Suisse Securities (USA) LLC$50005-04-2012
Patricia Schallman GlassMorgan StanleyCredit Suisse Securities (USA) LLC05-16-2012
WALTER ANDREW VARIANMorgan StanleyCredit Suisse Securities (USA) LLC07-10-2012
Wilhelm Louis NashUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$50008-29-2012
Gregory Curtis ManningCitigroup Global Markets Inc.Credit Suisse Securities (USA) LLC10-01-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.