Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian Blaze IuratoFirst Allied Securities, Inc.David Lerner Associates, Inc.02-21-2019
Kerri Ann BiondoMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.11-08-2018
Edward YusupovMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.07-05-2018
Brian Michael JacksonWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.$5004-27-2018
John William RahoAllied Millennial Partners, LLCDavid Lerner Associates, Inc.11-24-2017
Alan William CharachMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.09-29-2017
Peter Cable RoesslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.07-10-2017
Richard Edward Harnett Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.11-29-2016
Gerardo SantangeloMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.09-27-2016
Marlin George GillespieLPL Financial LLCDavid Lerner Associates, Inc.09-26-2016
Cynthia Monique JonesRaymond James Financial Services, Inc.David Lerner Associates, Inc.09-06-2016
Ulises DiazJ.P. Morgan Securities LLCDavid Lerner Associates, Inc.08-18-2016
Martin Patrickjames RyanPruco Securities, LLC.David Lerner Associates, Inc.07-14-2016
Lyne Carole CraigWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.$2504-19-2016
Sebastian Francis LivolsiMetLife Securities Inc.David Lerner Associates, Inc.02-18-2016
James Alan MathOppenheimer & Co. Inc.David Lerner Associates, Inc.$15002-17-2016
Judy CarsonAXA Advisors, LLCDavid Lerner Associates, Inc.12-22-2015
William Ernest Dring IIIAXA Advisors, LLCDavid Lerner Associates, Inc.12-22-2015
Christopher Paul GuerraMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.11-07-2015
Ronald R EspaillatHSBC Securities (USA) Inc.David Lerner Associates, Inc.10-21-2015
James Philip SicilianoJ.P. Morgan Securities LLCDavid Lerner Associates, Inc.$110-12-2015
Timothy J CheriaparampilWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.$109-30-2015
Michael Joseph UvenioAmeriprise Financial Services, Inc.David Lerner Associates, Inc.$1009-25-2015
Michael Scott PaternostroStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.$109-04-2015
Marvin Ira WigutowOppenheimer & Co. Inc.David Lerner Associates, Inc.08-24-2015
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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