Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Mitchell CothronCiti Private Advisory, LLCDeutsche Bank Securities Inc.11-14-2019
Christopher Vincent QuartararoMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.$10011-05-2019
Matthew Anthony FinkCitigroup Global Markets Inc.Deutsche Bank Securities Inc.06-12-2019
Steven Jacques BayardelleRaymond James & Associates, Inc.Deutsche Bank Securities Inc.12-19-2018
Vahe L. StepanianJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$15012-14-2018
Mark Conway MulcahyJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.10-16-2018
Wolfgang DoerrUBS Financial Services Inc.Deutsche Bank Securities Inc.05-29-2018
Carsten P. WellemsenUBS Financial Services Inc.Deutsche Bank Securities Inc.04-26-2018
John R MarsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Deutsche Bank Securities Inc.$15003-09-2018
Michael Matthew Mullin IVJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$10011-09-2017
Timothy Patrick ShieldsNorthwestern Mutual Investment Services, LLCDeutsche Bank Securities Inc.06-16-2017
Brian M. SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.06-28-2016
Lisa Marie FiorentinoMorgan StanleyDeutsche Bank Securities Inc.05-18-2016
Brian Thomas KelleyStifel, Nicolaus & Company, IncorporatedDeutsche Bank Securities Inc.$50003-10-2016
John Michael TonzolaJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.02-12-2016
Alexander G. HewitSanford C. Bernstein & Co., LLCDeutsche Bank Securities Inc.02-02-2016
Todd Robert RowleyMorgan StanleyDeutsche Bank Securities Inc.$10001-04-2016
Sean Kevin OdonnellCitigroup Global Markets Inc.Deutsche Bank Securities Inc.10-02-2015
Kyle WangJefferies LLCDeutsche Bank Securities Inc.07-15-2015
Lauren Emily KonstantinUBS Financial Services Inc.Deutsche Bank Securities Inc.05-20-2015
Barbara Victoria AllendeCitigroup Global Markets Inc.Deutsche Bank Securities Inc.05-01-2015
Jason W WolterJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.$50003-06-2015
Jasper Marion Hendrick Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.12-18-2014
Krystle Jaclyn SanchezGoldman Sachs & Co.Deutsche Bank Securities Inc.12-16-2014
Kira RosoffBessemer Investor Services, Inc.Deutsche Bank Securities Inc.11-05-2014
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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