Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Kenneth OssermanJefferies LLCDeutsche Bank Securities Inc.$10008-28-2009
Michael John BrabantJefferies LLCDeutsche Bank Securities Inc.$15008-28-2009
Scott Evan ZelnickBarclays Capital Inc.Deutsche Bank Securities Inc.$10004-16-2010
Padraig Kevin McbrienBarclays Capital Inc.Deutsche Bank Securities Inc.$50004-16-2010
Heidi Guldbrandsen ChamberlainBarclays Capital Inc.Deutsche Bank Securities Inc.04-16-2010
Loren E ColeBarclays Capital Inc.Deutsche Bank Securities Inc.04-16-2010
Katherine Grace CordtzBarclays Capital Inc.Deutsche Bank Securities Inc.04-16-2010
Elena CuocoBarclays Capital Inc.Deutsche Bank Securities Inc.04-23-2010
Jamie A. BaumUBS Financial Services Inc.Deutsche Bank Securities Inc.06-18-2010
Jason Lowell BabbFirst Republic Securities Company, LLCDeutsche Bank Securities Inc.07-14-2010
Glenn S DegenaarsFirst Republic Securities Company, LLCDeutsche Bank Securities Inc.08-13-2010
Robert Dean HechtSanford C. Bernstein & Co., LLCDeutsche Bank Securities Inc.12-20-2010
Ryan Michael O'MalleyUBS Financial Services Inc.Deutsche Bank Securities Inc.03-28-2011
Michael Patrick HenryRBC Capital Markets, LLCDeutsche Bank Securities Inc.05-23-2011
Thomas D MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.07-05-2011
Paul Alan SchulteJefferies LLCDeutsche Bank Securities Inc.11-22-2011
Jose G BaezMorgan StanleyDeutsche Bank Securities Inc.02-21-2012
Mark Ian LeytonBarclays Capital Inc.Deutsche Bank Securities Inc.$10004-26-2012
Craig W WellsCerity Partners LLCDeutsche Bank Securities Inc.07-17-2012
Matthew Robert KleinUBS Financial Services Inc.Deutsche Bank Securities Inc.$10008-20-2012
Peter Nicholas TortoriciUBS Financial Services Inc.Deutsche Bank Securities Inc.$10008-24-2012
Jose Ramon GutierrezJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.09-06-2012
Jason Michael GoldsteinGilford Securities IncorporatedDeutsche Bank Securities Inc.09-18-2012
Borislav Valentinov KolevMorgan StanleyDeutsche Bank Securities Inc.$25010-08-2012
Steven Bruce YoungCitigroup Global Markets Inc.Deutsche Bank Securities Inc.10-18-2012
Next Page »

Showing 1 to 25 of 59 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.