Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam L. WaldmanSignature SecuritiesDeutsche Bank Securities Inc.10-24-2014
Adam Saul FrankfortRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Alexander G. HewitSanford C. Bernstein & Co., LLCDeutsche Bank Securities Inc.02-02-2016
Alexander Nicholas ChristonRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$2,00009-06-2016
Andrew F HearonRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Andrew London RyanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Bill GrousRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$22809-06-2016
Borislav Valentinov KolevMorgan StanleyDeutsche Bank Securities Inc.10-08-2012
Bradley Joseph LaconteRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Brian M. SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.06-28-2016
Brian Thomas KelleyStifel, Nicolaus & Company, IncorporatedDeutsche Bank Securities Inc.$5003-10-2016
Bruce Patrick DavisRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Carsten P. WellemsenUBS Financial Services Inc.Deutsche Bank Securities Inc.04-26-2018
Charles Barney RudnickRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$5009-06-2016
Christopher James GuttillaRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$20009-06-2016
Christopher Michael ConwayRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Christopher William McDonaghRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Craig John NolanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Craig W WellsCerity Partners LLCDeutsche Bank Securities Inc.07-17-2012
Daniel Andrew ZimbaldiEvercore Group L.L.C.Deutsche Bank Securities Inc.07-30-2014
Daniel Patrick PanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
David Christopher Meyer HoganRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$2509-06-2016
David John MelianRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
David K. PowersMorgan StanleyDeutsche Bank Securities Inc.03-15-2013
David Michael BruhowzkiRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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