Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen AbbottCUNA Brokerage Services, Inc.Edward Jones10-08-2009
Curtis Robert RegruitLPL Financial LLCEdward Jones11-26-2010
David Jon MikulaMorgan StanleyEdward Jones$5011-30-2010
George Nicholas BrownRaymond James Financial Services, Inc.Edward Jones12-06-2010
Michael Minwoo ChongMorgan StanleyEdward Jones02-07-2011
Kenneth JacobsenLPL Financial LLCEdward Jones02-22-2011
Hyman Noah GlasmanTD Ameritrade Investment Management, LLCEdward Jones04-28-2011
Edward James Bradford Jr.Raymond James Financial Services, Inc.Edward Jones06-10-2011
Charles Robert SpeerAmeriprise Financial Services, Inc.Edward Jones$2508-25-2011
Daniel Patrick TwomeyLPL Financial LLCEdward Jones$1009-23-2011
Joshua William StrattonLPL Financial LLCEdward Jones$1010-03-2011
Ernest Michael CsakMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-02-2011
Scott Jordan KohenMML Investors Services, LLCEdward Jones12-15-2011
David Lee ZambottiLPL Financial LLCEdward Jones01-31-2012
Peter Faulkner KettleMorgan StanleyEdward Jones$10008-03-2012
Peter Salvatore ParisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1010-19-2012
Marguerite DanaherLPL Financial LLCEdward Jones12-19-2012
Thomas W LawlerLPL Financial LLCEdward Jones$1003-26-2013
George Panagiotis FoliasLPL Financial LLCEdward Jones$2504-17-2014
Andrew David JaworskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-13-2014
Arthur Craigg McRaeWells Fargo Advisors Financial Network, LLCEdward Jones$5008-01-2014
John P. FriarPurshe Kaplan Sterling InvestmentsEdward Jones08-21-2014
Edward M. LynchRaymond James Financial Services, Inc.Edward Jones$5008-27-2014
William Thomas ManolopoulosLPL Financial LLCEdward Jones10-16-2014
Thomas I. MilitelloPruco Securities, LLC.Edward Jones11-19-2014
Next Page »

Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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