Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Joseph Barbaccia IIILincoln Financial Advisors CorporationEquity Services, Inc.05-01-2020
Thomas James RileyHornor, Townsend & Kent, LLCEquity Services, Inc.01-17-2020
Roodmy CesarMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquity Services, Inc.11-15-2019
Paul William AdamoAmerican Portfolios Financial Services, Inc.Equity Services, Inc.11-01-2019
Ian D SavageAmerican Portfolios Financial Services, Inc.Equity Services, Inc.11-01-2019
Martine Colette StoehrAmerican Portfolios Financial Services, Inc.Equity Services, Inc.11-01-2019
Michael Scott FronteraCambridge Investment Research, Inc.Equity Services, Inc.10-22-2019
Steven Ralph BeteshMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquity Services, Inc.10-17-2019
Thomas Pieter Lansing Jr.Cetera Financial Specialists LLCEquity Services, Inc.05-21-2019
Cristy Lee Tucker-IannaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquity Services, Inc.02-15-2019
Stephen Edmund Hasso Jr.Pruco Securities, LLC.Equity Services, Inc.11-20-2018
Laurie Sober HassoPruco Securities, LLC.Equity Services, Inc.11-20-2018
Shelley BullockLPL Financial LLCEquity Services, Inc.05-04-2018
Richard Scott LindenAmeriprise Financial Services, LLCEquity Services, Inc.02-14-2018
Thomas Hongkyo KimTransamerica Financial Advisors, IncEquity Services, Inc.11-01-2017
William R. Lee IIINorthwestern Mutual Investment Services, LLCEquity Services, Inc.06-30-2017
Grace M. CaporaleEquity Services, Inc.Equity Services, Inc.03-27-2017
Michael FalcoAllstate Financial Services, LLCEquity Services, Inc.03-09-2017
Mary Eberlein MikelCommonwealth Financial NetworkEquity Services, Inc.02-24-2017
Cheryl Motondo TaylorCommonwealth Financial NetworkEquity Services, Inc.$5002-24-2017
Tara Ann SchneiderPrincipal Securities, Inc.Equity Services, Inc.08-08-2016
Christopher Arthur KoetzleMML Investors Services, LLCEquity Services, Inc.03-01-2016
Denny Joel MendezColumbus Advisory Group, Ltd.Equity Services, Inc.$1012-01-2015
Gregory Paul KauschPruco Securities, LLC.Equity Services, Inc.10-08-2015
Dominic BrianteLincoln Financial Advisors CorporationEquity Services, Inc.06-02-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.