Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Azaad Armaan MohamedMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$5006-27-2019
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.03-19-2019
Ryan Scott AckerhaltAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.$103-15-2019
Orrie I ElbaumAXA Advisors, LLCHSBC Securities (USA) Inc.12-20-2018
Christopher Raphael VasquezCitigroup Global Markets Inc.HSBC Securities (USA) Inc.10-26-2018
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Pierre-Mondy Fritz Junior BechetteJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-15-2018
Luis Mauricio FernandezPFS Investments Inc.HSBC Securities (USA) Inc.$109-12-2018
George Michael VisintinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-04-2018
Wei GuCitigroup Global Markets Inc.HSBC Securities (USA) Inc.07-20-2018
Alla NepoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-14-2018
Shaheen Ahsan KhanJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.04-16-2018
Felix Herrera Jr.J.P. Morgan Securities LLCHSBC Securities (USA) Inc.03-09-2018
Nakia Sangria FranklinForesters Financial Services, Inc.HSBC Securities (USA) Inc.02-09-2018
Pablo Estuardo RubioNYLIFE Securities LLCHSBC Securities (USA) Inc.01-02-2018
Vanessa LaterzaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.11-27-2017
Andres E SalgadoCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$111-21-2017
Anna Alexandrovna DanilovaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.11-20-2017
Adrian Ioan OzarchieviciWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$5010-12-2017
John Philip NatoliWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-11-2017
Andrew Julius HackCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$2509-29-2017
Stefano Nicholas CatalanoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$109-29-2017
Ron Raju DanielCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-25-2017
Jimmy Roman CastrillonCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$15009-11-2017
Robert Mark AmbrusCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$15009-08-2017
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Showing 1 to 25 of 344 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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