Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam H GutkinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-06-2011
Adrian Ioan OzarchieviciWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$5010-12-2017
Agnieszka Iwona ZalewskiCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-16-2012
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Aimee Lynne QualianaM&T Securities, Inc.HSBC Securities (USA) Inc.12-09-2011
Ajay J DamleCitigroup Global Markets Inc.HSBC Securities (USA) Inc.03-21-2011
Alex Stuart HamillTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.04-10-2014
Alexander D. ScangaInfinex Investments, Inc.HSBC Securities (USA) Inc.11-10-2016
Alexander E GurmanINVEST Financial CorporationHSBC Securities (USA) Inc.08-29-2016
Alexander E GurmanCapital One Investment Services LLCHSBC Securities (USA) Inc.07-30-2012
Alexander Steele BaconMorgan StanleyHSBC Securities (USA) Inc.05-19-2015
Alexandra RosiCapital One Investing, LLCHSBC Securities (USA) Inc.10-10-2017
Alla NepoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-14-2018
Allen P. CantoniM&T Securities, Inc.HSBC Securities (USA) Inc.12-07-2010
Amela CulovMorgan StanleyHSBC Securities (USA) Inc.03-09-2012
Amiel CartyGWN Securities Inc.HSBC Securities (USA) Inc.09-01-2017
Andranik HayotsyanRaymond James Financial Services, Inc.HSBC Securities (USA) Inc.07-26-2017
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.03-19-2019
Andrea L GaetanoCharles Schwab & Co., Inc.HSBC Securities (USA) Inc.$2504-15-2013
Andrea L GaetanoKey Investment Services LLCHSBC Securities (USA) Inc.$2501-26-2009
Andres Eduardo SalgadoCitigroup Global Markets Inc.HSBC Securities (USA) Inc.11-21-2017
Andres P GrandaFirst Republic Securities Company, LLCHSBC Securities (USA) Inc.05-27-2015
Andrew Francis BertalliCharles Schwab & Co., Inc.HSBC Securities (USA) Inc.$10003-28-2017
Andrew George MerwinTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.12-12-2014
Andrew HackCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-29-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.