Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Elliott HerweyerFSC Securities CorporationINVEST Financial Corporation04-01-2009
Jeffrey Donald FieldVoya Financial Advisors, Inc.INVEST Financial Corporation05-27-2009
John David Duke Jr.Wilbanks Securities, Inc.INVEST Financial Corporation01-04-2010
Franck Paul CushnerEnsemble Financial, Inc.INVEST Financial Corporation01-06-2011
Gino Donato CallistoMML Investors Services, LLCINVEST Financial Corporation$50012-09-2011
Chad Erwin ColbertCetera Advisors LLCINVEST Financial Corporation$50002-15-2012
Richard Victor NicolichLPL Financial LLCINVEST Financial Corporation$10004-05-2012
Keith Adrian BoltKey Investment Services LLCINVEST Financial Corporation11-29-2012
John Michael CroninCommonwealth Financial NetworkINVEST Financial Corporation$50002-04-2013
Paul Andrew LapointeCFD Investments, Inc.INVEST Financial Corporation$25003-14-2013
John Brian McCarthyCadaret, Grant & Co., Inc.INVEST Financial Corporation$10003-15-2013
Brian David HopperCUNA Brokerage Services, Inc.INVEST Financial Corporation$10006-10-2013
Kenyon Lloyd LedererPurshe Kaplan Sterling InvestmentsINVEST Financial Corporation$10011-01-2013
Jack Richard ZboralskePurshe Kaplan Sterling InvestmentsINVEST Financial Corporation$25011-01-2013
Gregory Edward PuttickAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation$23012-03-2013
John D. CosciaAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation$50012-09-2013
Edward Mccarthy DooneyAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation$10012-12-2013
John MarinelliAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation$15012-13-2013
Joseph Anthony MonteleoneLPL Financial LLCINVEST Financial Corporation$25003-05-2014
Pamela Jean RudolphLPL Financial LLCINVEST Financial Corporation$50003-05-2014
Christine Ann LaneLPL Financial LLCINVEST Financial Corporation03-05-2014
Alexander RussoJ.P. Morgan Securities LLCINVEST Financial Corporation05-21-2014
Jill Kirsten SingerCUNA Brokerage Services, Inc.INVEST Financial Corporation06-23-2014
George Kevin MouradianCUNA Brokerage Services, Inc.INVEST Financial Corporation$50008-14-2014
Bruce David LoeffertMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation$25010-14-2014
Next Page »

Showing 1 to 25 of 74 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.