Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Flowers IIIChelsea Financial ServicesINVEST Financial Corporation03-22-2018
Marc A SchauberNorth Ridge Securities Corp.INVEST Financial Corporation02-27-2018
Randolph Shippey ClarkSecurities Service Network, LLCINVEST Financial Corporation01-10-2018
David Ira BlockLifeMark Securities Corp.INVEST Financial Corporation12-15-2017
Yelena StotlandCetera Investment Services LLCINVEST Financial Corporation12-13-2017
Rui P. FernandesCetera Investment Services LLCINVEST Financial Corporation12-13-2017
Scott Martin WelchSecurities America, Inc.INVEST Financial Corporation12-08-2017
Anthony Michael ReboliniAXA Advisors, LLCINVEST Financial Corporation12-07-2017
Maximilian KrentselCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Michael David WayasaminCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Ronald Leroy DausonSecurities America, Inc.INVEST Financial Corporation12-06-2017
Robert Alan Peterson Jr.Securities America, Inc.INVEST Financial Corporation12-05-2017
Michael John BrunoSecurities America, Inc.INVEST Financial Corporation12-01-2017
Wendy L GravesSecurities America, Inc.INVEST Financial Corporation12-01-2017
Stanley Joseph Koziel Jr.Securities America, Inc.INVEST Financial Corporation12-01-2017
Kevin Andrew BardolSecurities America, Inc.INVEST Financial Corporation12-01-2017
Paul Gregory MosesSecurities America, Inc.INVEST Financial Corporation12-01-2017
Jeffrey George MuchardSecurities America, Inc.INVEST Financial Corporation12-01-2017
Michael Joseph LinkeySecurities America, Inc.INVEST Financial Corporation12-01-2017
Steven I-Kang YehThe Investment Center, Inc.INVEST Financial Corporation11-27-2017
Mark James BeardiThe Investment Center, Inc.INVEST Financial Corporation11-27-2017
Anthony Stephen ScaliseThe Investment Center, Inc.INVEST Financial Corporation11-27-2017
Kelly Marie ShoemakerThe Investment Center, Inc.INVEST Financial Corporation11-27-2017
Marilyn Louise Vander PlaatUnited Planners' Financial Services of America A Limited PartnerINVEST Financial Corporation10-26-2017
James Gordon DursoCadaret, Grant & Co., Inc.INVEST Financial Corporation10-11-2017
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.