Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard A LogalboAXA Advisors, LLCJ.P. Morgan Securities LLC$15004-18-2019
Ernest EscobarLPL Financial LLCJ.P. Morgan Securities LLC03-25-2019
Scott Harris RoseRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-06-2019
Garyfalia KastanisSantander Securities LLCJ.P. Morgan Securities LLC02-26-2019
Paul Michael BryanKey Investment Services LLCJ.P. Morgan Securities LLC02-22-2019
Elizabeth Josefina AlvarezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$2502-13-2019
Richard O AshmeadeFarmers Financial Solutions, LLCJ.P. Morgan Securities LLC02-11-2019
Richard SirykissoonCitigroup Global Markets Inc.J.P. Morgan Securities LLC$102-06-2019
Philip Holden Fett Jr.RBC Capital Markets, LLCJ.P. Morgan Securities LLC$15002-01-2019
Bradley Jay AravePurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC$2501-18-2019
Erasmo Radhames SosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
William Michael MeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15001-02-2019
Jonathan Javier PezoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-05-2018
Jehnna Alisa WhiteCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-29-2018
Jackeline Asencio-LopezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$111-07-2018
Benjamin Edward KaplowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15011-01-2018
Michele Ann PasqualinaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$110-12-2018
Glen CarballoCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-09-2018
Chi Chui MakInfinex Investments, Inc.J.P. Morgan Securities LLC10-03-2018
Jacob Alan AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-26-2018
Michael M BishayMorgan StanleyJ.P. Morgan Securities LLC$5009-26-2018
Glen Keith KashetskyWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC$15009-21-2018
Salvatore L SaettaWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC$2509-21-2018
Jorge G SilvaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$109-18-2018
Juan Eduardo RamosCitigroup Global Markets Inc.J.P. Morgan Securities LLC$109-18-2018
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Showing 1 to 25 of 499 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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