Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Hemmings JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-06-2020
Sylvan Jonathan GarfunkelCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-31-2020
Luis Miguel MelgarMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-20-2020
Mana SimsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-11-2020
Richard Joseph Moody Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-06-2020
Gilbert Stroud Scarborough IVWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-06-2020
Jonathan MadriganoMorgan StanleyJ.P. Morgan Securities LLC$2,15503-06-2020
Jared Michael SamosMorgan StanleyJ.P. Morgan Securities LLC$15003-06-2020
Benjamin Adam AprilMorgan StanleyJ.P. Morgan Securities LLC$15003-06-2020
Nicole Kimberly VillavicencioMorgan StanleyJ.P. Morgan Securities LLC02-28-2020
Heather Nicole CarlsonKey Investment Services LLCJ.P. Morgan Securities LLC02-27-2020
Erika M MaynardTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC02-25-2020
Norma L. Ramos TejadaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-13-2020
Brandon VetterLPL Financial LLCJ.P. Morgan Securities LLC02-11-2020
Jeremiah CandelariaHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-06-2020
Marcy Ellen CarlinM&T Securities, Inc.J.P. Morgan Securities LLC02-05-2020
Amal AmriMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-05-2020
Vladimir GrzhibekSantander Securities LLCJ.P. Morgan Securities LLC01-31-2020
Kyle Joseph MinervaCitigroup Global Markets Inc.J.P. Morgan Securities LLC01-29-2020
Javier RojoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2020
Alejandro JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2020
Kevin M. SettlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-21-2020
Shaiful ChowdhuryMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-17-2020
Kevin D. Miller Jr.Goldman Sachs & Co.J.P. Morgan Securities LLC01-16-2020
Christopher Luke SoteloKey Investment Services LLCJ.P. Morgan Securities LLC01-15-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.