Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chaz Thomas PartosanAegis Capital Corp.J.P. Morgan Securities LLC06-16-2016
Shapour Reza EjlalAegis Capital Corp.J.P. Morgan Securities LLC08-14-2014
Felix SanchezAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-30-2014
Johnavia Natalie Scott-WaltonAmerican Portfolios Financial Services, Inc.J.P. Morgan Securities LLC09-26-2018
Alan Stephen KatkinAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC$5008-16-2019
Aaron J. MorgensternAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-16-2018
Michael J. DesalvoAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC09-01-2015
Michael LiguoriAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC12-13-2013
Joseph Burton HallAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC01-10-2013
Jonathan Spencer LondonAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-16-2012
Matthew Thomas SheehanAXA Advisors, LLCJ.P. Morgan Securities LLC08-22-2019
Richard A LogalboAXA Advisors, LLCJ.P. Morgan Securities LLC$15004-18-2019
Alexander Daniel TantleffAXA Advisors, LLCJ.P. Morgan Securities LLC$15003-26-2019
John Robert MillerAXA Advisors, LLCJ.P. Morgan Securities LLC01-24-2018
Andreas Savvas KoudellouAXA Advisors, LLCJ.P. Morgan Securities LLC09-30-2016
Dewayne Keith RobertsAXA Advisors, LLCJ.P. Morgan Securities LLC08-05-2016
Edgar A. KleydmanAXA Advisors, LLCJ.P. Morgan Securities LLC12-02-2015
Abraham E RiveraAXA Advisors, LLCJ.P. Morgan Securities LLC11-09-2015
Abdul H ChowdhuryAXA Advisors, LLCJ.P. Morgan Securities LLC11-02-2015
Mario L. Valdez EspinalAXA Advisors, LLCJ.P. Morgan Securities LLC10-16-2015
William Esteban Romero Jr.AXA Advisors, LLCJ.P. Morgan Securities LLC04-27-2015
Brian Edward LoegeringAxiom Capital Management, Inc.J.P. Morgan Securities LLC06-11-2013
Stephen Vincent DolanB. Riley Wealth ManagementJ.P. Morgan Securities LLC06-30-2017
Richard Vincent Minichino IIB. Riley Wealth ManagementJ.P. Morgan Securities LLC09-10-2014
Stephen M. Van BesienBancWest Investment Services, Inc.J.P. Morgan Securities LLC08-06-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.