Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelvin Javan SavageJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC03-03-2009
Eric Bruce SilverRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-09-2009
Dale Alan PensgenWall Street Financial Group, Inc.J.P. Morgan Securities LLC06-29-2009
Albert James SabiniOppenheimer & Co. Inc.J.P. Morgan Securities LLC10-09-2009
Dale AkinlaMorgan StanleyJ.P. Morgan Securities LLC10-09-2009
Robert Cornelius VandenberghOppenheimer & Co. Inc.J.P. Morgan Securities LLC11-03-2009
Daryl Clemmons DiggsMorgan StanleyJ.P. Morgan Securities LLC06-03-2010
Katharine Anastasia PritsosRBC Capital Markets, LLCJ.P. Morgan Securities LLC06-14-2010
Ronald Eugene WillisBarclays Capital Inc.J.P. Morgan Securities LLC09-09-2010
John Paul TomassettiBarclays Capital Inc.J.P. Morgan Securities LLC09-09-2010
Alissa N RaineriJoseph Gunnar & Co. LLCJ.P. Morgan Securities LLC10-08-2010
Lee M. McCarthyUBS Financial Services Inc.J.P. Morgan Securities LLC11-01-2010
Steven Barry MorowitzDeutsche Bank Securities Inc.J.P. Morgan Securities LLC$10011-29-2010
Steven Louis SweetwoodBarclays Capital Inc.J.P. Morgan Securities LLC12-10-2010
David Xin LiJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC12-22-2010
Michael Chistopher YaegerGoldman Sachs & Co.J.P. Morgan Securities LLC03-16-2011
William Karl KirstMorgan StanleyJ.P. Morgan Securities LLC04-11-2011
Juan Carlos PaysseMorgan StanleyJ.P. Morgan Securities LLC04-11-2011
Socrates E CruzMorgan StanleyJ.P. Morgan Securities LLC$10004-15-2011
Michael Campbell KettnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-21-2011
Jason Todd LichtensteinMorgan StanleyJ.P. Morgan Securities LLC04-29-2011
Stephen Charles KraussEnsemble Financial Services, Inc.J.P. Morgan Securities LLC05-09-2011
Michael John ZoanettiEnsemble Financial Services, Inc.J.P. Morgan Securities LLC05-09-2011
Garrick Paolo MontenegroUBS Financial Services Inc.J.P. Morgan Securities LLC06-24-2011
Dimitrios Kosmo MichelisUBS Financial Services Inc.J.P. Morgan Securities LLC06-24-2011
Next Page »

Showing 1 to 25 of 845 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.