Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. MorgensternAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-16-2018
Aaron S YoungCitigroup Global Markets Inc.J.P. Morgan Securities LLC$5012-12-2013
Abdul H ChowdhuryAXA Advisors, LLCJ.P. Morgan Securities LLC11-02-2015
Abraham E RiveraAXA Advisors, LLCJ.P. Morgan Securities LLC11-09-2015
Abraham Meir HersseinGoldman Sachs & Co.J.P. Morgan Securities LLC08-28-2015
Abubakar AbdulaiJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC03-07-2016
Ada Valeria HernandezNYLIFE Securities LLCJ.P. Morgan Securities LLC07-13-2017
Adam Gregory RiveraUBS Financial Services Inc.J.P. Morgan Securities LLC03-25-2013
Adam Matthew KramerCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-01-2017
Adam Ross LevyWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5006-30-2017
Adelino Alves DiasCiti Private Advisory, LLCJ.P. Morgan Securities LLC$15006-28-2018
Ademola Olanrewaju AlawiyeHSBC Securities (USA) Inc.J.P. Morgan Securities LLC12-19-2016
Ahmed Sharif KhanEssex National Securities, LLCJ.P. Morgan Securities LLC03-06-2013
Akiko KamataMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-11-2014
Al Christopher MyrieRaymond James & Associates, Inc.J.P. Morgan Securities LLC12-02-2014
Alan Stephen KatkinAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC$5008-16-2019
Albert BinmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-31-2019
Albert James SabiniOppenheimer & Co. Inc.J.P. Morgan Securities LLC10-09-2009
Alberto FalconCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-13-2013
Alberto Quiroz-MotaNYLIFE Securities LLCJ.P. Morgan Securities LLC06-30-2015
Alcides H. Gonzalez VillatoroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2018
Aldo Antonio JimenezLPL Financial LLCJ.P. Morgan Securities LLC12-14-2015
Alejandro CalderonMorgan StanleyJ.P. Morgan Securities LLC09-29-2014
Alejandro JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2020
Alejandro VallejoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-15-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.