Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dominique HicksMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10010-15-2019
Gisselle MataMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10010-04-2019
Cesarina BurgosWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-03-2019
Sarbjit KaurMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-24-2019
Paul PerilloHSBC Securities (USA) Inc.J.P. Morgan Securities LLC$50009-20-2019
Mansoor AhmadMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15009-19-2019
Elizabeth Cameron RogersEllevestJ.P. Morgan Securities LLC09-17-2019
Jamie M. TuritzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10009-16-2019
Theodore M. SerureJefferies LLCJ.P. Morgan Securities LLC09-13-2019
Solomon L. ChehebarJefferies LLCJ.P. Morgan Securities LLC09-13-2019
Michael A Mauro IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-13-2019
Luke Michael Shawn ZulaufMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-13-2019
Mark Thomas ChildsHSBC Securities (USA) Inc.J.P. Morgan Securities LLC$10009-09-2019
Kayla Thiri AungMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-29-2019
Angela Marie McDonnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-27-2019
Joseph Nicholas MazzuccoLPL Financial LLCJ.P. Morgan Securities LLC$50008-23-2019
Zhen Hua WangHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-23-2019
Matthew Thomas SheehanAXA Advisors, LLCJ.P. Morgan Securities LLC08-22-2019
Kathrina Luisa Sarin SaludCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-20-2019
Alan Stephen KatkinAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$50008-16-2019
Scott William HerbstMorgan StanleyJ.P. Morgan Securities LLC08-16-2019
Jake Aaron CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-08-2019
Stephen M. Van BesienBancWest Investment Services, Inc.J.P. Morgan Securities LLC08-06-2019
Gregory C. HaasKey Investment Services LLCJ.P. Morgan Securities LLC08-02-2019
Loren Cavat BaileyClient First Capital, LLCJ.P. Morgan Securities LLC08-02-2019
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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