Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Edward DisanzaNBC Securities, Inc.JHS Capital Advisors, LLC$1007-22-2015
Marcello LattucaNBC Securities, Inc.JHS Capital Advisors, LLC$1007-22-2015
Edward John WellsNBC Securities, Inc.JHS Capital Advisors, LLC$1007-22-2015
Matthew Louis SenicolaNBC Securities, Inc.JHS Capital Advisors, LLC$2507-22-2015
Leonard GiarraputoNational Securities CorporationJHS Capital Advisors, LLC$1006-29-2015
Jean-Matthieu JosseAegis Capital Corp.JHS Capital Advisors, LLC06-26-2015
Andrew Barry GrossmanNational Securities CorporationJHS Capital Advisors, LLC$1006-25-2015
Frank Louis NargentinoNational Securities CorporationJHS Capital Advisors, LLC$1006-24-2015
Tracy Beth Cohen-McluckieNational Securities CorporationJHS Capital Advisors, LLC$1006-24-2015
Edward Paul DeickeNational Securities CorporationJHS Capital Advisors, LLC$5006-24-2015
Robert Joseph OmahonyCalton & Associates, Inc.JHS Capital Advisors, LLC06-10-2015
Eric H ZoldanCalton & Associates, Inc.JHS Capital Advisors, LLC$1006-09-2015
Brian E BrennanNational Securities CorporationJHS Capital Advisors, LLC$2506-04-2015
Frank Joseph GregorioJ.P. Morgan Securities LLCJHS Capital Advisors, LLC12-16-2014
Kujtim LulaniAlexander Capital, L.P.JHS Capital Advisors, LLC01-02-2013
Matoumona KinzonziChase Investment Services Corp.JHS Capital Advisors, LLC11-21-2011
Thomas Andrew NiemczykPaulson Investment Company LLCJHS Capital Advisors, LLC02-16-2011
Catalin LutuArchey & Co. LlcJHS Capital Advisors, LLC$1009-08-2010
John Joseph StapletonRockwell Global Capital LLCJHS Capital Advisors, LLC05-21-2010
Bradley Allen CohenLPL Financial LLCJHS Capital Advisors, LLC$1003-19-2010
George Lance Calhoun Jr.John Thomas FinancialJHS Capital Advisors, LLC11-01-2009
Robert Lowell ShatlesJohn Thomas FinancialJHS Capital Advisors, LLC10-21-2009
Lamar LewisJ.H. Darbie & Co., Inc.JHS Capital Advisors, LLC09-14-2009
Stephen John CarusoAllstate Financial Services, LLCJHS Capital Advisors, LLC08-27-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.