Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Alan SiverStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$25006-14-2019
Eric Leigh JacobsStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15006-14-2019
Gregory Thomas MatzelleRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$5004-15-2019
Robert E Cappello Jr.Raymond James Financial Services, Inc.Janney Montgomery Scott LLC$5004-15-2019
Andrew Michael GartlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$15001-25-2019
Noel KezsbomWellington Shields & Co., LLCJanney Montgomery Scott LLC$10010-19-2018
Cecile KomplitaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC04-09-2018
Eugene Michael Kirley Jr.Morgan StanleyJanney Montgomery Scott LLC$5008-11-2017
Henry Benoit ScheuerOppenheimer & Co. Inc.Janney Montgomery Scott LLC$10012-13-2016
Edward Albert WardleRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC$2511-22-2016
Gilbert Alan MillsteinAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$7610-07-2016
Brendan Austin ReynoldsWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$5007-08-2016
Peter Howard JanowskyRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC$5604-15-2016
John Joseph RyanRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC04-15-2016
Stephen Michael TomkinsOppenheimer & Co. Inc.Janney Montgomery Scott LLC$2504-04-2016
Gail SokolStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5001-28-2016
Charles Gale CowanRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$10012-04-2015
Galen Goodridge CraneRaymond James Financial Services, Inc.Janney Montgomery Scott LLC12-04-2015
Douglas Eugene WaltersWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC07-02-2015
Jeffrey L HaikenStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$1006-08-2015
Fredrick Ross BennettStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5005-15-2015
Martin Harvey BermanStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC12-19-2014
Edward Harold GardnerCutter & Company, Inc.Janney Montgomery Scott LLC10-16-2014
Todd Jay GellerAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC04-28-2014
David Joseph LambPurshe Kaplan Sterling InvestmentsJanney Montgomery Scott LLC$2505-31-2013
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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