Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph A GaviolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$15002-21-2020
Michael Erik Mc MurrayOppenheimer & Co. Inc.Janney Montgomery Scott LLC12-12-2019
Edward Albert Robinson Jr.Stifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2510-24-2019
Mark Alan SiverStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC06-14-2019
Eric Leigh JacobsStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC06-14-2019
Gregory Thomas MatzelleRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$5004-15-2019
Robert E Cappello Jr.Raymond James Financial Services, Inc.Janney Montgomery Scott LLC$5004-15-2019
Andrew Michael GartlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$15001-25-2019
Noel KezsbomWellington Shields & Co., LLCJanney Montgomery Scott LLC$10010-19-2018
Cecile KomplitaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC04-09-2018
Eugene Michael Kirley Jr.Morgan StanleyJanney Montgomery Scott LLC$5008-11-2017
Steve Alan LibovRaymond James Financial Services, Inc.Janney Montgomery Scott LLC06-16-2017
Henry Benoit ScheuerOppenheimer & Co. Inc.Janney Montgomery Scott LLC$10012-13-2016
Edward Albert WardleRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC$2511-22-2016
Gilbert Alan MillsteinAmeriprise Financial Services, LLCJanney Montgomery Scott LLC$7610-07-2016
Brendan Austin ReynoldsWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$5007-08-2016
John Joseph RyanRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC04-15-2016
Peter Howard JanowskyRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC$20004-15-2016
Stephen Michael TomkinsOppenheimer & Co. Inc.Janney Montgomery Scott LLC$2504-04-2016
Gregory Philip BoshartLeigh Baldwin & Co., LLCJanney Montgomery Scott LLC$2501-28-2016
Gail SokolStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5001-28-2016
Ronald Keith Permaul Jr.Morgan StanleyJanney Montgomery Scott LLC01-12-2016
Charles Gale CowanRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$10012-04-2015
Galen Goodridge CraneRaymond James Financial Services, Inc.Janney Montgomery Scott LLC12-04-2015
Angela PandalenoPark Avenue Securities LLCJanney Montgomery Scott LLC$1011-30-2015
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.