Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Scott HepferM&T Securities, Inc.Key Investment Services LLC06-21-2019
Steven TetensPlanMember Securities CorporationKey Investment Services LLC05-08-2019
Lukasz G JankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-25-2019
Michael Lentini Jr.M&T Securities, Inc.Key Investment Services LLC02-08-2019
Bradley BonfanteLPL Financial LLCKey Investment Services LLC01-04-2019
William Frank WelshLPL Financial LLCKey Investment Services LLC11-16-2018
Thomas Vaughn Brown Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC11-12-2018
Esteban A MunozJ.P. Morgan Securities LLCKey Investment Services LLC11-06-2018
Tracey L. WardwellLPL Financial LLCKey Investment Services LLC$105-08-2018
Caitlin Luisa HoltzMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC01-30-2018
Mark Alan KirchmyerLPL Financial LLCKey Investment Services LLC12-11-2017
Anthony Joseph AllecaEdward JonesKey Investment Services LLC$1009-15-2017
Grace E. DaltonLPL Financial LLCKey Investment Services LLC08-30-2017
Trina Ann BurrussLPL Financial LLCKey Investment Services LLC07-28-2017
Christopher Alan BrennenWells Fargo Clearing Services, LLCKey Investment Services LLC06-23-2017
James Patrick ChaseWells Fargo Clearing Services, LLCKey Investment Services LLC06-23-2017
Beau RiggsLPL Financial LLCKey Investment Services LLC06-19-2017
Timothy Daniel CrowleyLPL Financial LLCKey Investment Services LLC04-10-2017
Ann B BoschLPL Financial LLCKey Investment Services LLC03-30-2017
John Randolph Mackenzie Jr.LPL Financial LLCKey Investment Services LLC$1002-23-2017
Felicia GiovinoLPL Financial LLCKey Investment Services LLC02-06-2017
John Konefal Jr.Cambridge Investment Research, Inc.Key Investment Services LLC01-25-2017
Richard Patrick NittoLPL Financial LLCKey Investment Services LLC01-18-2017
James Clark MadanLPL Financial LLCKey Investment Services LLC10-31-2016
M. Jaime Jaime BaumlerInvestacorp, Inc.Key Investment Services LLC10-27-2016
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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