Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Scott SurafAllstate Financial Services, LLCKey Investment Services LLC01-25-2018
Rosalie Ann MarsocciAllstate Financial Services, LLCKey Investment Services LLC12-18-2014
Stela DjuzoAXA Advisors, LLCKey Investment Services LLC09-03-2019
Charles R DoughtyAXA Advisors, LLCKey Investment Services LLC$50003-17-2016
Michael Jay VanvrankenAXA Advisors, LLCKey Investment Services LLC$50001-18-2010
Laurence James SchnallCadaret, Grant & Co., Inc.Key Investment Services LLC11-22-2019
Eric Christopher PetranchukCadaret, Grant & Co., Inc.Key Investment Services LLC04-01-2013
Brenda Laura Isabel MonkCadaret, Grant & Co., Inc.Key Investment Services LLC$50006-24-2011
Joseph J SindoniCadaret, Grant & Co., Inc.Key Investment Services LLC09-09-2009
John Konefal Jr.Cambridge Investment Research, Inc.Key Investment Services LLC01-25-2017
Francis Xavier DwyerCetera Investment Services LLCKey Investment Services LLC$50005-07-2012
Brian Robert MackayChase Investment Services Corp.Key Investment Services LLC04-16-2012
Margaret M AthanasatosCitigroup Global Markets Inc.Key Investment Services LLC09-18-2015
DEREK LOUIS SAUSACitigroup Global Markets Inc.Key Investment Services LLC10-16-2014
Jose F ValdezCitigroup Global Markets Inc.Key Investment Services LLC05-27-2014
Jayson Alexander TenorioCitigroup Global Markets Inc.Key Investment Services LLC04-07-2014
Robert Michael HahnCitizens Securities, Inc.Key Investment Services LLC02-08-2016
Jill D TarapackiCitizens Securities, Inc.Key Investment Services LLC06-23-2014
Troy William MackeyCitizens Securities, Inc.Key Investment Services LLC$10009-28-2009
Robert J WrightCUNA Brokerage Services, Inc.Key Investment Services LLC12-22-2016
Mathew HastingsCUNA Brokerage Services, Inc.Key Investment Services LLC$50006-10-2015
Peter Rudolfo BertoneEdward JonesKey Investment Services LLC$80010-25-2019
Anthony Joseph AllecaEdward JonesKey Investment Services LLC$10009-15-2017
Brian Cain MurrayESL Investment Services, LLCKey Investment Services LLC01-09-2017
Frank John Casler Jr.Farmers Financial Solutions, LLCKey Investment Services LLC$50002-11-2015
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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