Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Peter Kiczek Jr.LPL Financial LLCKey Investment Services LLC02-25-2016
Alexandra Elizabeth McDowallPurshe Kaplan Sterling InvestmentsKey Investment Services LLC01-02-2019
Alfonso Martin Cioffi Jr.LPL Financial LLCKey Investment Services LLC07-27-2012
Andrea L GaetanoHSBC Securities (USA) Inc.Key Investment Services LLC$2512-27-2011
Andres Avelino SarmientoJ.P. Morgan Securities LLCKey Investment Services LLC04-29-2019
Andrew Todd WardLPL Financial LLCKey Investment Services LLC10-31-2018
Angela ColonWells Fargo Clearing Services, LLCKey Investment Services LLC07-24-2015
Ann B BoschLPL Financial LLCKey Investment Services LLC03-30-2017
Anna Marie PeraNYLIFE Securities LLCKey Investment Services LLC12-20-2013
Anne Marie FerraraccioWells Fargo Clearing Services, LLCKey Investment Services LLC10-11-2018
Anthony J UrciuoliLPL Financial LLCKey Investment Services LLC10-19-2015
Anthony Joseph AllecaEdward JonesKey Investment Services LLC$1009-15-2017
Anthony Michael LanzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC09-27-2016
Bradley BonfanteLPL Financial LLCKey Investment Services LLC01-04-2019
Brandon C MargolisWells Fargo Clearing Services, LLCKey Investment Services LLC06-01-2018
Brandon Michael PalmerJ.P. Morgan Securities LLCKey Investment Services LLC01-13-2016
Brenda Laura Isabel MonkCadaret, Grant & Co., Inc.Key Investment Services LLC06-24-2011
Brent PollakLPL Financial LLCKey Investment Services LLC03-27-2018
Brian Robert MackayChase Investment Services Corp.Key Investment Services LLC04-16-2012
Brian Scott SurafAllstate Financial Services, LLCKey Investment Services LLC01-25-2018
Caitlin Luisa HoltzMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC01-30-2018
Charles Anthony Triaga IIIIFP Securities, LLCKey Investment Services LLC$10011-06-2019
Charles R DoughtyAXA Advisors, LLCKey Investment Services LLC$103-17-2016
Christine Nora DaughertyHSBC Securities (USA) Inc.Key Investment Services LLC03-31-2017
Christopher Alan BrennenWells Fargo Clearing Services, LLCKey Investment Services LLC06-23-2017
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Showing 1 to 25 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.