Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deron Bruce GlickertCadaret, Grant & Co., Inc.LPL Financial LLC$105-08-2019
Joffre SalazarAmerican Portfolios Financial Services, Inc.LPL Financial LLC04-08-2019
Laila ParveenSantander Securities LLCLPL Financial LLC02-15-2019
James Albert NielsenCUSO Financial Services, L.P.LPL Financial LLC02-04-2019
Robert Walter McintoshFSC Securities CorporationLPL Financial LLC12-17-2018
Frank Kirk DyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$18512-06-2018
Linda Sue YoungPurshe Kaplan Sterling InvestmentsLPL Financial LLC$15010-29-2018
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$110-22-2018
Diana Theresa StanisClarity Financial ManagementLPL Financial LLC10-09-2018
David Andrew MedlinChelsea Financial ServicesLPL Financial LLC10-06-2018
Gregory Michael EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$4909-14-2018
Jason Todd GlowskiEdward JonesLPL Financial LLC08-20-2018
Richard Patrick NittoKey Investment Services LLCLPL Financial LLC06-22-2018
Scott Alan MoenigJ.P. Morgan Securities LLCLPL Financial LLC06-13-2018
Mark Hutchins EgenerInvestacorp, Inc.LPL Financial LLC$15005-18-2018
Andrew NinnoBankers Life Securities, Inc.LPL Financial LLC04-10-2018
Stephen Francis GriskoPeak Brokerage Services, LLCLPL Financial LLC04-10-2018
Cynthia Eileen VanceSterling Investment Counsel, LLCLPL Financial LLC04-09-2018
Terrence Murphy TormeySagePoint Financial, Inc.LPL Financial LLC04-06-2018
William Carl AraneoJ.P. Morgan Securities LLCLPL Financial LLC04-06-2018
Albert Warner Fenical IIICetera Investment Services LLCLPL Financial LLC03-12-2018
Allison Clancy HudsonKestra Investment Services, LLCLPL Financial LLC$28802-21-2018
Bridget Dorothy Carson-ScalaFortis Group Advisors LLCLPL Financial LLC02-21-2018
Vanessa Lynn RampinoFortis Group Advisors LLCLPL Financial LLC02-21-2018
Wendy Sue MorascoLincoln Financial Advisors CorporationLPL Financial LLC02-13-2018
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Showing 1 to 25 of 343 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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